This list is curated by the TradeLog support team for the benefit of active traders. While we strive to be comprehensive, there may be other corporate actions that are not listed below. If in question, please refer to official documentation provided by the company or your broker. This is provided for informational purposes only and is not financial, tax, or legal advice. Please consult with your tax advisor regarding your particular situation for the proper tax accounting of these actions.
12/31/2020
TOTA - Tottenham Acquisition - had a ticker and name change to CLNN - Clene Nanomedicine.
AMRH - Ameri Holdings, Inc - had a ticker and name change to ENVB - Enveric Biosciences Inc, and a 1 for 4 reverse split.
DUAL - North Shore Dual Share Class ETF - was liquidated. Shareholders will receive $25.4762 cash per share of DUAL previously held.
CVIAQ - COVIA HLDGS CORP - was declared worthless.
PACDQ - Pacific Drilling S.A - was declared worthless.
12/30/2020
LCA - Landcadia Holdings - had a ticker and name change to GNOG - Golden Nugget Online Gaming.
12/29/2020
GEC - Great Elm Capital Group, Inc - had a ticker and name change to GEG - Great Elm Group, Inc.
TCO - Taubman Centers Inc - had a merger. Shareholders will receive $43.00 cash per share of TCO previously held.
12/28/2020
HCFT - Hunt Companies Finance Trust, Inc - had a ticker and name change to LFT - Lument Finance Trust, Inc.
KMPH - KemPharm, Inc - had a ticker change to KMPHD, and a 1 for 16 reverse split.
HDS - HD Supply Holdings, Inc - had a merger. Shareholders will receive $56.00 cash per share of HDS previously held.
MVC - MVC Capital, Inc - had a merger. Shareholders will receive $0.3949 cash and 0.9791 shares of BBDC per share of MVC previously held.
REED+ - Reed's, Inc. warrants - expired worthless.
12/24/2020
PTAC - PropTech - had a ticker and name change to PRCH - Porch Group.
LSAC - LifeSci - had a ticker and name change to VINC - Vincera Pharma.
FAT - FAT Brands Inc - had a spinoff. Shareholders will receive 0.231999829248 shares of FATBP per share of FAT held.
BKK - Blackrock Municipal 2020 Term Trust - was liquidated. Shareholders will receive $14.6582 cash per share of BKK previously held.
BFO - Blackrock Florida Municipal 2020 Term Trust - was liquidated. Shareholders will receive $14.2506 cash per share of BFO previously held.
XRDC - Crossroads Capital, Inc - was liquidated. Shareholders will receive $0.1499 cash per share of XRDC previously held.
CLDPQ - Cloud Peak Energy, Inc - was declared worthless.
GNVC - GenVec, Inc - was declared worthless.
12/23/2020
MNCL - Monocle Acquisition Corporation - had a ticker and name change to ASLE - AerSale Corp.
HYAC - Haymaker Acquisition Corp - had a ticker and name change to ARKO - ARKO Corp.
PTI - Proteostasis Therapeutics - had a ticker and name change to YMTX - Yumanity Therapeutics, and a 1 for 20 reverse split.
HEXO - HEXO Corp. - had a 1 for 4 reverse split.
KOL - VanEck Vectors Coal ETF - was liquidated. Shareholders will receive $95.6383 cash per share of KOL previously held.
12/22/2020
HCAC - Hennessy Capital Acquisition - had a ticker and name change to GOEV - Canoo Inc.
KTOV - Kitov Pharmaceuticals - had a ticker and name change to PPBT - Purple Biotech Ltd.
PIC - Pivotal Investment - had a ticker and name change to XL - XL Fleet.
WPG - Washington Prime Group - had a 1 for 9 reverse split.
TAT - TransAtlantic Petroleum - had a merger. Shareholders will receive $0.13 cash per share of TAT previously held.
PRCP - Perceptron - had a merger. Shareholders will receive $7.00 cash per share of PRCP previously held.
RELV - Reliv' International, Inc. - was delisted.
12/21/2020
WINRD - Simplicity Esports & Gaming Co. - had a ticker change to WINR.
IPOB - Social Capital Hedosophia - had a ticker and name change to OPEN - Opendoor Labs Inc.
IRET - Investors Real Estate Trust - had a ticker and name change to CSR - Centerspace.
GLIBP - GCI Liberty, Inc. Series A Cumulative Redeemable Preferred Stock - had a ticker and name change to LBRDP - Liberty Broadband Series A Preferred.
GLIBA - GCI Liberty, Inc. Class A Common Stock - had a merger. Shareholders will receive 0.58 shares of LBRDK for each share of GLIBA previously held.
UNTCQ - UNIT Corporation - was delisted.
TLRDQ - Tailored Brands - was declared worthless.
12/18/2020
SAMA - Schultze Special Purpose Acquisition - had a ticker and name change to CLVR - Clever Leaves.
VER - VEREIT - had a 1 for 5 reverse split.
PLC - Principal Exchange-Traded Funds Principal U.S. Large-Cap Multi-Factor ETF - was liquidated. Shareholders will receive $30.2025010 cash per share of PLC previously held.
PSM - Principal Exchange-Traded Funds Principal U.S. Small-MidCap Multi-Factor ETF - was liquidated. Shareholders will receive $29.2884530 cash per share of PSM previously held.
IBDL - iShares iBonds Dec 2020 Term Corporate ETF - was liquidated. Shareholders will receive $25.202282 cash per share of IBDL previously held.
SAEXQ - SAExploration Holdings, Inc. - was delisted.
12/17/2020
FEAC - Flying Eagle - had a ticker and name change to SKLZ - Skillz.
OPES - Opes Acquisition - had a ticker and name change to BFI - BurgerFi.
PIH - 1347 Property Insurance Holdings, Inc. Common Stock - had a ticker and name change to FGF - FG Financial Group.
SF - Stifel - had a 3 for 2 forward split.
TAPR - iPath Inverse US Treasury Composite - was liquidated. Shareholders will receive $4.906188 cash per share of TAPR previously held.
BTYS - iPath Series B US Treasury 10-year Bear - was liquidated. Shareholders will receive $40.3724 cash per share of BTYS previously held.
XTNT^ - XTNT Rights - expired worthless.
LLEXQ - Lilis Energy - was declared worthless.
12/16/2020
LRN - K12, Inc. - had a name change to Stride, Inc.
DNKN - Dunkin' Brands - had a merger. Shareholders will receive $106.50 cash per share of DNKN previously held.
MVIN - Natixis Seeyond International Minimum Volatility ETF - was liquidated. Shareholders will receive $41.28061547 cash per share of MVIN previously held.
12/15/2020
TZAC - Tenzing Acquisition Corp. - had a ticker and name change to RVPH - Reviva Pharmaceuticals, Inc.
FRAN - Francesca's Holdings - had a ticker change to FRANQ, and was delisted.
AIV - Apartment Investment and Management - had a spinoff. Shareholders will receive 1 share of AIRC for every 1 share of AIV held.
FVL - First Trust Value Line 100 ETF - had a merger. Shareholders will receive 0.6622 shares of FVD per share of FVL previously held.
FMK - First Trust Mega Cap AlphaDex ETF - had a merger. Shareholders will receive 1.595502 shares of EDOW per share of FMK previously held.
FIYY - Barclays ETN+ FI Enhanced Global - was liquidated. Shareholders will receive $103.48110 cash per share of FIYY previously held.
FLEU - Barclays ETN+ FI Enhanced Europe 50 ETN Series B - was liquidated. Shareholders will receive $131.8728 cash per share of FLEU previously held.
FFEU - Barclays ETN+ FI Enhanced Europe - was liquidated. Shareholders will receive $91.159 cash per share of FFEU previously held.
12/14/2020
AAAU - Perth Mint Physical Gold - had a name change to Goldman Sachs Physical Gold.
CSU - Capital Senior Living - had a 1 for 15 reverse split.
BEP / BEPC - Brookfield Renewable - had a 3 for 2 forward split.
12/11/2020
HCCH - HL Acquisitions - had a ticker and name change to HTOO - Fusion Fuel Green LTD.
HTBX - Heat Biologics, Inc. - had a 1 for 7 reverse split.
ROL - Rollins Inc - had a 3 for 2 forward split.
LBYYQ - Libbey - was declared worthless.
NVTRQ - Nuvectra Corp - was declared worthless.
ESESQ - Eco-Stim Energy Solutions - was declared worthless.
12/10/2020
TRNE - Trine Acquisition Corp. - had a ticker and name change to DM - Desktop Metal, Inc.
BVSNQ^ - Broadvision Inc Escrow - was liquidated. Shareholders will receive $1.42 cash per share of BVSNQ^ previously held.
UBG - ETRACS UBS Bloomberg CMCI Gold ETN - was liquidated. Shareholders will receive $46.06290 cash per share of UBG previously held.
FUD - ETRACS UBS Bloomberg CMCI Food ETN - was liquidated. Shareholders will receive $17.02340 cash per share of FUD previously held.
UAG - ETRACS UBS Bloomberg CMCI Agriculture ETN - was liquidated. Shareholders will receive $46.06290 cash per share of UAG previously held.
USV - ETRACS UBS Bloomberg CMCI Silver ETN - was liquidated. Shareholders will receive $30.49900 cash per share of USV previously held.
DJCI - UBS AG ETRACS linked to Dow Jones UBS Commodity Index Total Return - was liquidated. Shareholders will receive $13.77300 cash per share of DJCI previously held.
BDCY - ETRACS 2x Monthly Leveraged Wells Fargo Diversified Business Development Company Index - was liquidated. Shareholders will receive $9.72990 cash per share of BDCY previously held.
LMLB - ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy - was liquidated. Shareholders will receive $9.7379 cash per share of LMLB previously held.
UCI - ETRACS UBS Bloomberg CMCI ETN - was liquidated. Shareholders will receive $14.53090 cash per share of UCI previously held.
12/09/2020
EYPT - EyePoint Pharmaceuticals - had a 1 for 10 reverse split.
AYTU - Aytu BioScience - had a 1 for 10 reverse split.
12/08/2020
NBSI - Neurotrope BioSciences - had a ticker change to SNPX.
LLEXQ - Lilis Energy - was declared worthless.
12/07/2020
IYC - iShares Dow Jones US Consumer Services Sector ETF - had a 4 for 1 forward split.
SUSA - iShares MSCI USA ESG Select Social Index Fund - had a 2 for 1 forward split.
IDU - iShares US Utilities ETF - had a 2 for 1 forward split.
IWP - iShares Russell Midcap Growth Index Fund - had a 2 for 1 forward split.
IYF - iShares Dow Jones US Financials ETF - had a 2 for 1 forward split.
ITA - iShares Dow Jones US Aerospace & Defense ETF - had a 2 for 1 forward split.
IYY - iShares Dow Jones US ETF - had a 2 for 1 forward split.
DSI - iShares MSCI KLD 400 Social ETF - had a 2 for 1 forward split.
ICF - iShares Cohen & Steers Realty Majors ETF - had a 2 for 1 forward split.
IYJ - iShares US Industrials ETF - had a 2 for 1 forward split.
IYW - iShares Dow Jones Technology Sector ETF - had a 4 for 1 forward split.
BSTC - Biospecifics Technologies Corp - had a merger. Shareholders will receive $88.50 cash per share of BSTC previously held.
12/04/2020
OMED^ - OncoMed Pharma - was declared worthless.
12/03/2020
GMOL - General Moly - had a ticker change to GMOLQ.
GMHI - Gores Metropoulos, Inc. - had a ticker and name change to LAZR - Luminar Technologies.
NBRV - Nabriva Therapeutics - had a 1 for 10 reverse split.
HCHC^ - HCHC Rights - expired worthless.
12/02/2020
SNBP - Sun BioPharma - had a ticker and name change to PBLA - Panbela Therapeutics.
SDLPF - Seadrill Partners LLC Unit Repstg Ltd Liability Co Int - had a ticker change to SDLPQ.
VIVE - Viveve Medical - had a 1 for 10 reverse split.
NTRP - Neurotrope, Inc. - had a merger. Shareholders will receive 1 share of PTPI for every 5 shares of NTRP previously held.
MOBL - MobileIron - was liquidated. Shareholders will receive $7.05 cash per share of MOBL previously held.
HUD - Hudson Group - was liquidated. Shareholders will receive $7.70 cash per share of HUD previously held.
12/01/2020
WRTC - Wrap Technologies, Inc. - had a ticker change to XXX.
TTNP - Titan Pharmaceuticals - had a 1 for 30 reverse split.
NCSM - NCS Multistage Holdings - had a 1 for 20 reverse split.
MKC - McCormick - had a 2 for 1 forward split.
MKCV - McCormick - had a 2 for 1 forward split.
AIV - Aimco - had a 1 for 1.23821 reverse split.
SNX - Synnex Corporation - had a spinoff. Shareholders will receive 1 share of CNXC per share of SNX held.
11/30/2020
UN - Unilever - had a ticker change to UL.
HJLI - Hancock Jaffe Laboratories - had a 1 for 25 reverse split.
11/27/2020
KCAC - Kensington Capital Acquisition Corp. - had a ticker and name change to KCAC - QUANTUMSCAPE CORP.
DLPN - Dolphin Entertainment, Inc - had a 1 for 5 reverse split.
CDR - Cedar Realty Trust, Inc - had a 1 for 5 reverse split.
CGNT^ - Cogentix Medical Contingent Value Right - had a merger. Shareholders will receive 0.0226 shares of COGT per share of CGNT^ previously held.
TTTN - TigerShares Trust UP Fintech China-U.S. Internet Titans ETF - was liquidated. Shareholders will receive 3 separate payments of $6.73732, $4.00019 and $33.00847 cash per share of TTTN previously held.
RIV^ - RiverNorth Opportunities Fund rights - expired worthless.
HCRSQ - HI-CRUSH INC - was declared worthless.
11/25/2020
KCAC - Kensington Capital Acquisition Corp - had a ticker and name change to QS - QUANTUMSCAPE CORP.
CDR - Cedar Realty Trust, Inc - had a 1 for 6.6 reverse split.
HCRSQ - HI-CRUSH INC - was declared worthless.
11/24/2020
FORK - Fuling Global - had a merger. Shareholders will receive $2.35 cash per share of FORK previously held.
SDYL - ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN - was liquidated. Shareholders will receive $85.6837 cash per share of SDYL previously held.
AMU - ETRACS Alerian MLP Index ETN - was liquidated. Shareholders will receive $8.4378 cash per share of AMU previously held.
MLPG - UBS AG ETRACS linked to Alerian Natural Gas MLP Index 2040 - was liquidated. Shareholders will receive $11.9626 cash per share of MLPG previously held.
MLPI - UBS ETRACS Alerian MLP Infrastructure ETN - was liquidated. Shareholders will receive $11.2685 cash per share of MLPI previously held.
KTOVW - Kitov Pharma Ltd. Warrants - expired worthless.
11/23/2020
SBPH - Spring Bank Pharmaceuticals - had a ticker and name change to FSTX - F-star Therapeutics, and a 1 for 4 reverse split.
HTGM - HTG Molecular Diagnostics - had a 1 for 15 reverse split.
ENSV - Enservco - had a 1 for 15 reverse split.
UAN - CVR Partners LP - had a 1 for 10 reverse split.
TPX - Tempur Sealy - had a 4 for 1 forward split.
JASNQ - Jason Inds - was delcared worthless.
11/20/2020
WINR - Simplicity Esports & Gaming - had a ticker change to WINRD, and a 1 for 8 reverse split.
BKYI - BIO-key - had a 1 for 8 reverse split.
CVEO - Civeo - had a 1 for 12 reverse split.
FTSI - FTS International - had a reorganization. Shareholders will receive 0.23850265 of FTSI, 0.28291882 shares of FTSI+, and 0.70729704 shares of FTSIWS per share of FTSI previously held.
11/19/2020
RTRX - Retrophin - had a ticker and name change to TVTX - Travere Thereapeutics Inc.
XYF - X Financial - had a 1 for 3 reverse split.
MYOK - MyoKardia - was liquidated. Shareholders will receive $225.00 cash per share of MYOK previously held.
11/18/2020
ORSN - Orisun - had a ticker and name change to UK - Ucommune International.
CFFA - CF Finance Acquisition - had a ticker and name change to GCMG - GCM Grosvenor Management, LLC.
CFFAW - CF Finance Acquisition Warrants - had a ticker and name change to GCMGW - GCM Grosvenor Management, LLC Warrants.
FVAC - Fortress Value - had a ticker and name change to MP - MP Materials Corp.
MYOS - MYOS RENS Technology - had a ticker and name change to MDVL - MedAvail Holdings, and a 1 for 12 reverse split.
MYOK - MyoKardia - had a merger. Shareholders will receive $225.00 cash per share of MYOK previously held.
TBND - Collaborative Investment Series Trust Tactical Income - was liquidated. Shareholders will receive $23.4676 cash per share of TBND previously held.
RISE - Sit Rising Rate ETF - was liquidated. Shareholders will receive $19.9266 cash per share of RISE previously held.
YIN - Yintech Investment - was liquidated. Shareholders will receive $7.25 cash per share of YIN previously held.
11/17/2020
MYL - Mylan - had a ticker and name change to VTRS - Viatris Inc.
BMRG - B. Riley Principal Merger Corp. II - had a ticker and name change to EOSE - Eos Energy Storage LLC.
RMED - Ra Medical Systems, Inc - had a 1 for 25 reverse split.
DQ - Daqo New Energy - had a 5 for 1 forward split.
AMAG - AMAG Pharmaceuticals - had a merger. Shareholders will receive $13.75 cash per share of AMAG previously held.
PFE - Pfizer - had a spinoff. Shareholders received 0.1240788849 shares of VTRS for each share of PFE currently held.
LBYYQ - Libbey - was delisted.
11/16/2020
HEBT - Hebron Technology Co - had a ticker and name change to NISN - Nisun International Enterprise Development Group.
HAVXF - Havilah Mining - had a ticker and name change to AUMBF - 1911 Gold Corp Ordinary Shares.
QVM - Arrow QVM Equity Factor ETF - was liquidated. Shareholders will receive $20.5559 cash per share of QVM previously held.
PIRRQ - Pier 1 Imports - was declared worthless.
11/13/2020
AXGT - Axovant Gene Therapies - had a ticker and name change to SIOX - Sio Gene Therapies.
MGEN - Miragen Therapeutics - had a 1 for 15 reverse split.
WMGI - Wright Medical - had a merger. Shareholders will receive $28.90 cash per share of WMGI previously held.
TBND - Collaborative Investment Series Trust Tactical Income - was delisted.
11/12/2020
GRAM - Grana y Montero - had a ticker and name change to AENZ - Aenza.
EDNT - Edison Nation, Inc. - had a ticker and name change to BBIG - Vinco Ventures, Inc.
TRPXD - Therapix Biosciences - had a ticker change to TRPXY.
PDS - Precision Drilling - had a 1 for 20 reverse split.
11/11/2020
NFIN - Netfin Acquisition - had a ticker and name change to TRIT - Triterras.
AWSMD - Simply - had a ticker change to SIMP.
11/10/2020
NWGI - Newgioco Group - had a ticker and name change to ELYS - Elys Game Technology.
SEIID - Sharing Economy Int'l - had a ticker change to SEII.
JILL - J.Jill, Inc - had a 1 for 5 reverse split.
SMLP - Summit Midstream - had a 1 for 15 reverse split.
FET - Forum Energy Technologies - had a 1 for 20 reverse split.
GMAN - Goldman Sachs Manufacturing Revolution - had a merger. Shareholders will receive 1.55435137 shares of GINN for each share of GMAN previously held.
GFIN - Goldman Sachs Finance Reimagined - had a merger. Shareholders will receive 1.33752169 shares of GINN for each share of GFIN currently held.
GDAT - Goldman Sachs Data-Driven World - had a merger. Shareholders will receive 1.45226997 shares of GINN for each share of GDAT previously held.
GBUY - Goldman Sachs New Age Consumer - had a merger. Shareholders will receive 1.8230925 shares of GINN for each share of GBUY previously held.
GDNA - Goldman Sachs Human Evolution - had a merger. Shareholders will receive 1.36625373 shares of GINN for each share of GDNA previously held.
11/09/2020
KBLM - KBL Merger Corp - had a ticker and name change to ATNF - 180 Life Sciences Corp.
TRWH - Twin River Worldwide - had a ticker and name change to BALY - Bally's Corporation.
DSE - Duff & Phelps Select MLP and Midstream Energy Fund Inc - had a 1 for 10 reverse split.
WYY - WidePoint - had a 1 for 10 reverse split.
COGT - Cogent Biosciences - had a 1 for 4 reverse split.
JCAP - Jernigan Capital - had a merger. Shareholders will receive $17.30 cash per share of JCAP previously held.
BITA - Bitauto Holdings - had a merger. Shareholders will receive $15.95 cash per share of BITA previously held.
11/06/2020
REXN - Rexahn Pharmaceuticals - had a ticker and name change to OCUP - Ocuphire Pharma, and a 1 for 4 reverse split.
CUO - Continental Materials - had a merger. Shareholders will receive $9.50 cash per share of CUO previously held.
11/05/2020
GRNQ - Greenpro Capital - had a spinoff. Shareholders will receive 1 share of DQWSZZZ per every 2 shares of GRNQ held.
APEX - Apex Global Brands - was delisted.
11/04/2020
CBL - CBL & Associates - had a ticker change to CBLAQ, and was delisted.
DAUD - VelocityShares Daily 4X Long USD vs AUD - was liquidated. Shareholders will receive $26.187782 cash per share of DAUD previously held.
DCHF - VelocityShares Daily 4X Long USD vs CHF - was liquidated. Shareholders will receive $20.90329 cash per share of DCHF previously held.
DEUR - VelocityShares Daily 4X Long USD vs EUR - was liquidated. Shareholders will receive $28.37525 cash per share of DEUR previously held.
DGBP - VelocityShares Daily 4X Long USD vs GBP - was liquidated. Shareholders will receive $24.83315 cash per share of DGBP previously held.
DJPY - VelocityShares Daily 4X Long USD vs JPY - was liquidated. Shareholders will receive $19.37453 cash per share of DJPY previously held.
UCHF - VelocityShares Daily 4X Long CHF vs USD - was liquidated. Shareholders will receive $23.70935 cash per share of UCHF previously held.
UEUR - VelocityShares Daily 4X Long EUR vs USD - was liquidated. Shareholders will receive $17.58845 cash per share of UEUR previously held.
UAUD - VelocityShares Daily 4X Long AUD vs USD - was liquidated. Shareholders will receive $15.1815 cash per share of UAUD previously held.
UGBP - VelocityShares Daily 4X Long GBP vs USD - was liquidated. Shareholders will receive $16.78261 cash per share of UGBP previously held.
UJPY - VelocityShares Daily 4X Long JPY vs USD - was liquidated. Shareholders will receive $25.42528 cash per share of UJPY previously held.
CRCQQ - California Resources - was declared worthless.
11/03/2020
FAUS - First Trust Australia AlphaDex Fund - had a merger. Shareholders will receive 0.5615 shares of FDT for each share of FAUS previously held.
FHK - First Trust Hong Kong AlphaDex fund - had a merger. Shareholders will receive 0.7174 shares of FDT for each share of FHK previously held.
FKO - First Trust South Korea AlphaDEX Fund - had a merger. Shareholders will receive 0.4240 shares of FDT for each share of FKO previously held.
FCAN - First Trust Canada AlphaDex - had a merger. Shareholders will receive 0.4287 shares of FDT for each share of FCAN previously held.
GNCIQ - GNC - was delisted.
11/02/2020
HCCO - Healthcare Merger Corp - had a ticker and name change to TLMD - SOC Telemed.
ACT - AdvisorShares Vice ETF - had a ticker change to VICE.
MDLY - Medley Management - had a 1 for 10 reverse split.
PSHG - Performance Shipping - had a 1 for 10 reverse split.
LVGO - Livongo - had a merger. Shareholders will receive $4.24 cash and 0.592 shares of TDOC for each share of LVGO previously held.
AABAZZ - Altaba Inc Escrow - was liquidated. Shareholders will receive $$8.33 cash per each share of AABAZZ previously held.
10/30/2020
SPAQ - Spartan Energy Acquisition Corp - had a ticker and name change to FSR - Fisker Inc.
HTZ - Hertz Global Holdings - had a ticker change to HTZGQ, and was delisted.
JT - Jianpu Technology - had a 1 for 8 reverse split.
HPR - HighPoint Resources - had a 1 for 50 reverse split.
NTEC - Intec Pharma - had a 1 for 20 reverse split.
ADSW - Advanced Disposal - had a merger. Shareholders will receive $30.30 cash per share of ADSW previously held.
IDY - Pacific Global International Equity Income - was liquidated. Shareholders will receive $22.3041 cash per share of IDY previously held.
USDY - Pacific Global US Equity Income - was liquidated. Shareholders will receive $25.0764 cash per share of USDY previously held.
10/29/2020
CPAA - Conyers Park II - had a ticker and name change to ADV - Advantage Solutions.
HUSN - Hudson Capital - had a 1 for 5 reverse split.
GARS - Garrison Capital Inc - had a merger. Shareholders will receive $1.50 cash and 1.91693999 shares of PTMN per share of GARS previously held.
CRCQQ - California Res - was delisted.
10/28/2020
ARYB - ARYA Sciences - had a ticker and name change to CERE - Cerevel Therapeutics.
10/27/2020
NEE - NextEra Energy - had a 4 for 1 forward split.
10/26/2020
PHX - Panhandle Oil and Gas Inc. - had a name change to PHX Minerals Inc.
AI - Arlington Asset Investment Corp - had a ticker change to AAIC.
LLIT - Lianluo Smart Limited - had a 1 for 8 reverse split.
TRQ - Turquoise Hill Resources - had a 1 for 10 reverse split.
DPHC - DiamondPeak Holdings - had a merger. Shareholders will receive 1 share of RIDE per share of DPHC previously held.
IMMU - Immunomedics - had a merger. Shareholders will receive $88.00 cash per share of IMMU previously held.
NADLQ - North Atlantic Drilling Ltd. Common Stock - was declared worthless.
10/23/2020
ZMLP - Direxion Zacks MLP High Income Index Shares - was liquidated. Shareholders will receive $53.16667 cash per share of ZMLP previously held.
MUTE - Direxion Daily Communication Services Index Bear 3X Shares - was liquidated. Shareholders will receive $45.89059 cash per share of MUTE previously held.
PASS - Direxion Daily Consumer Discretionary Bear 3X Shares - was liquidated. Shareholders will receive $37.60613 cash per share of PASS previously held.
JPNL - Direxion Daily MSCI Japan Bull 3X shares - was liquidated. Shareholders will receive $50.95267 cash per share of JPNL previously held.
NEED - Direxion Daily Consumer Staples Bull 3X Shares - was liquidated. Shareholders will receive $32.23859 cash per share of NEED previously held.
KNOW - Direxion All Cap Insider Sentiment Shares ETF - was liquidated. Shareholders will receive $35.81495 cash per share of KNOW previously held.
TAWK - Direxion Daily Communication Services Index - was liquidated. Shareholders will receive $42.16372 cash per share of TAWK previously held.
DZK - Direxion Daily MSCI Developed Markets Bull ETF - was liquidated. Shareholders will receive $44.58239 cash per share of DZK previously held.
LACK - Direxion Daily Consumer Staples Bear 3X Shares - was liquidated. Shareholders will receive $7.81682 cash per share of LACK previously held.
10/22/2020
TC - TuanChe - had a 1 for 4 reverse split.
BUY - USCF SummerHaven SHPEI Index Fund - was liquidated. Shareholders will receive $17.3825 cash per share of BUY previously held.
10/21/2020
GLBS - Globus Maritime - had a 1 for 100 reverse split.
PRNB - Principia Biopharma - had a merger. Shareholders will receive $100.00 cash per share of PRNB previously held.
ENZN^ - Enzon Pharmaceutical rights - expired worthless.
10/19/2020
FTAC - FinTech Acquisition Corp. III - had a ticker and name change to PAYA - Paya Holdings.
FTACW - FinTech Acquisition Corp. III Warrant - had a ticker and name change to PAYAW - Paya Holdings Warrant.
AXAS - Abraxas Petroleum - had a 1 for 20 reverse split.
NCTY - The9 - had a 1 for 10 reverse split.
TRPXY - Therapix Biosciences - had a 1 for 70 reverse split.
CHFS - CHF Solutions - had a 1 for 30 reverse split.
CXSE - WisdomTree China ex-State-Owned Enterprise Fund - had a 2 for 1 forward split.
IJJ - iShares S&P Mid-Cap 400 Value ETF - had a 2 for 1 forward split.
IJS - iShares S&P SmallCap 600 Value ETF - had a 2 for 1 forward split.
IJT - iShares S&P SmallCap 600 Growth ETF - had a 2 for 1 forward split.
IJK - iShares S&P Mid Cap 400 Growth Index Fund - had a 4 for 1 forward split.
IVW - iShares S&P 500 Growth Fund - had a 4 for 1 forward split.
RST - Rosetta Stone - had a merger. Shareholders will receive $30.00 cash per share of RST previously held.
YGEHY - Yingli Green Energy Holding Company Limited American Depositary Receipts - was delisted.
WSTL - Westell Technologies - was delisted.
10/16/2020
FMCI - Forum Merger II - had a ticker and name change to TTCF - Tattooed Chef.
TSU - TIM Participacoes S.A. - had a ticker and name change to TIMB - TIM S.A.
YOGA - YogaWork - had a ticker change to YOGAQ.
EMGC - Emergent Capital - had a ticker change to EMGCQ.
CHAPQ - Chaparral Energy - had a reorganization. Shareholders will receive $0.02611491 cash, 0.00267336 Series A warrants, and 0.00267333 Series B warrants per share held.
10/15/2020
INSU - Insurance Acquisition Corp - had a ticker and name change to SFT - Shift Technologies.
SAQN - Software Acquisition Group - had a ticker and name change to CURI - CuriosityStream Inc.
CCCL - China Ceramics - had a ticker and name change to AEHL - Antelope Enterprise Holdings.
BTBT - Golden Bull Limited Ordinary Shares - had a name change to Bit Digital.
AKCA - Akcea Therapeutics - had a merger. Shareholders will receive $18.15 cash per share of AKCA previously held.
MJCO - Majesco - had a merger. Shareholders will receive $16.00 cash per share of MJCO previously held.
10/14/2020
CNET - ChinaNet - had a name change to ZW Data Action Technologies.
AWSM - Cool Holdings - had a ticker change to AWSMD, and a 1 for 10 reverse split.
AIMT - Aimmune Therapeutics - had a merger. Shareholders will receive $34.50 cash per share of AIMT previously held.
ONDK - OnDeck Capital - had a merger. Shareholders will receive $0.12 cash and 0.092 shares of ENVA per share of ONDK previously held.
CETV - Central European Media Enterprises - had a merger. Shareholders will receive $4.58 cash per share of CETV previously held.
OPP^ - RiverNorth/DoubleLine Strategic Opportunity Fund rights - expired worthless.
PIRRQ - Pier 1 Imports - was delisted.
CTRCQ - Centric Brands - was delisted.
10/13/2020
IMUCD - Immunocellular Therapeutics - had a ticker change to IMUC.
UMRX^ - Unum Therapeutics Contingent Value Right - had a ticker and name change to CGNT^ - Cogentix Medical Contingent Value Right.
MNK - MannKind Corporation Common Stock - had a ticker change to MNKKQ, and was delisted.
SEII - Sharing Economy Int'l - had a 1 for 50 reverse split.
RUSHA - Rush Enterprises, Inc. Common Stock Cl A - had a 3 for 2 forward split.
RUSHB - Rush Enterprises, Inc. Class B - had a 3 for 2 forward split.
AKCA - Akcea Therapeutics - had a merger. Shareholders will receive $18.15 cash per share of AKCA previously held.
YCOM - UltraShort Communication Services Select Sector - was liquidated. Shareholders will receive $15.1415 cash per share of YCOM previously held.
XCOM - ProShares Ultra Communication Services Select Sector - was liquidated. Shareholders will receive $62.4594 cash per share of XCOM previously held.
10/12/2020
OAS - Oasis Petroleum - had a ticker change to OASPQ, and was delisted.
LONE - Lonestar Resources - had a ticker change to LONEQ, and was delisted.
NRGU - MicroSectors US Big Oil 3x Leveraged ETN - had a 1 for 20 reverse split.
SKYS - Sky Solar Holdings - had a merger. Shareholders will receive $6.00 cash per share of SKYS previously held.
AUG - Auryn Resources - had a reorganization. Shareholders will receive 0.67562678 shares of FURY, 1 share of AUG-S and 1 share of AUG-C for each share of AUG previously held.
10/09/2020
SGEN - Seattle Genetics - had a name change to Seagen.
CCXX - Churchill Capital - had a ticker and name change to MPLN - MultiPlan Corp.
SITO - Sito Mobile - had a ticker change to SITOQ.
DNI - Dividend and Income Fund - had a ticker change to DNIF, and was delisted.
DSNKY - Daiichi Sankyo - had a 3 for 1 forward split.
FTV - Fortive - had a spinoff. Shareholders will receive 0.4 shares of VNT for every 1 share of FTV held.
10/08/2020
VSLR - Vivint Solar, Inc. - had a merger. Shareholders will receive 0.55 shares of RUN per share of VSLR previously held.
HOSSQ - Hornbeck Offshore Services, Inc - was declared worthless.
10/07/2020
DXIED - DXI Capital Corp Common Shares - had a ticker change to DXIEF.
10/06/2020
GLT - P.H. Glatfelter Company - had a name change to Glatfelter Corporation.
UMRX - Unum Therapeutics Inc. - had a ticker and name change to COGT - Cogent Biosciences.
ADRO - Aduro Biotech - had a ticker and name change to KDNY - Chinook Therapeutics.
AMTD - TD Ameritrade - had a merger. Shareholders will receive 1.0837 shares of SCHW per share of AMTD previously held.
NBL - Noble Energy - had a merger. Shareholders will receive 0.1191 shares of CVX per share of NBL previously held.
LILAR - Liberty Latin America Ltd. Subscription Rights - expired worthless.
GECC^ - Great Elm Capital rights - expired worthless.
10/05/2020
ZOM - Zomedica Pharmaceuticals - had a name change to Zomedica Corp.
SERV - ServiceMaster Global Holdings, Inc. - had a ticker and name change to TMX - Terminix Global Holdings, Inc.
NVUS - Novus Therapeutics - had a 1 for 18 reverse split.
DLPH - Delphi Technologies - had a merger. Shareholders will receive 0.4307 shares of BWA per share of DLPH previously held.
ETFC - ETRADE - had a merger. Shareholders will receive 1.0432 shares of MS for each share of ETFC previously held.
MNTA - Momenta Pharmaceuticals - was liquidated. Shareholders will receive $52.50 cash per share of MNTA previously held.
PDLI - PDL BioPharma - had a spinoff. Shareholders will receive 0.075879 shares of LNSR for every 1 share of PDLI held.
10/02/2020
LSLT - Salt Low truBeta US Market ETF - had a name change to Pacer Salt Low truBeta US Market ETF.
SLT - Salt High truBeta US Market ETF - had a name change to Pacer Salt High truBeta US Market ETF.
SHLL - Tortoise Acquisition Corp - had a ticker and name change to HYLN - Hyliion Holdings Corp.
IPICQ - IPic Entertainment - had a ticker change to IPIC.
GMO - General Moly - had a ticker change to GMOL, and was delisted.
ADRO - Aduro Biotech - had a 1 for 5 reverse split.
NTES - NetEase, Inc - had a 5 for 1 forward split.
EPEGQ - EP Energy Corp Class A Common Stock - was liquidated. Shareholders will receive $0.0012 cash per share of EPEGQ previously held.
RWLS - Direxion Russell Large Over Small Cap ETF - was liquidated. Shareholders will receive $70.8106 cash per share of RWLS previously held.
RWDE - Direxion MSCI Developed Over Emerging Markets ETF - was liquidated. Shareholders will receive $51.7057 cash per share of RWDE previously held.
PPLC - PortfolioPlus S&P 500 ETF - was liquidated. Shareholders will receive $44.9466 cash per share of PPLC previously held.
RWUI - Russell US Over International - was liquidated. Shareholders will receive $68.8190 cash per share of RWUI previously held.
PPSC - PortfolioPlus S&P Small Cap - was liquidated. Shareholders will receive $28.4966 cash per share of PPSC previously held.
RWED - Direxion MSCI Emerging Over Developed Markets ETF - was liquidated. Shareholders will receive $51.8900 cash per share of RWED previously held.
RWDC - Direxion MSCI Defensives Over Cyclicals - was liquidated. Shareholders will receive $46.9855 cash per share of RWDC previously held.
RWSL - Small Over Large Cap - was liquidated. Shareholders will receive $45.2783 cash per share of RWSL previously held.
RWIU - Direxion FTSE Russell International Over US ETF - was liquidated. Shareholders will receive $47.8472 cash per share of RWIU previously held.
RWCD - Direxion MSCI Cyclicals Over Defensives ETF - was liquidated. Shareholders will receive $77.1132 cash per share of RWCD previously held.
TYBS - Direxion Daily 20+ Year Treasury Bear 1x Shares ETF - was liquidated. Shareholders will receive $13.8427 cash per share of TYBS previously held.
PPEM - PortfolioPlus Emerging Markets ETF - was liquidated. Shareholders will receive $20.7050 cash per share of PPEM previously held.
PPMC - PortfolioPlus S&P Mid Cap ETF - was liquidated. Shareholders will receive $22.0925 cash per share of PPMC previously held.
PPDM - PortfolioPlus Developed Markets ETF - was liquidated. Shareholders will receive $21.2117 cash per share of PPDM previously held.
SMLL - Direxion Daily Small Cap Bull 2X Shares - was liquidated. Shareholders will receive $35.0032 cash per share of SMLL previously held.
WSTL - Westell Technologies - had a reorganization. Shareholders will receive 1 share of WSTLZZZ per share of WSTL previously held.
JE^ - Just Energy rights - expired worthless.
10/01/2020
CCMP - Cabot Microelectronics - had a name change to CMC Materials.
JFK - 8i Enterprises Acquisition - had a ticker and name change to EQOS - Diginex Limited.
BBX - BBX Capital - had a ticker and name change to BVH - Bluegreen Vacations, and a spinoff. Shareholders will receive 1 share of BBXIA for every share of old BBX held.
BREW - Craft Brew Alliance - had a merger. Shareholders will receive $16.50 cash per share of BREW previously held.
INWK - InnerWorkings - had a merger. Shareholders will receive $3.00 cash per share of INWK previously held.
AP^ - Ampco rights - expired worthless.
09/30/2020
GRAF - Graf Industria - had a ticker and name change to VLDR - Velodyne LiDAR, Inc.
ASFI - Asta Funding - had a merger. Shareholders will receive $13.10 cash per share previously held.
09/29/2020
JE - Just Energy Group Inc. - had a 1 for 33 reverse split.
GMZ - Goldman Sachs MLP Income Opportunities Fund - had a merger. Shareholders will receive 1.30919729 shares of GER for each share of GMZ previously held.
09/28/2020
RYCFF - Amira Nature Foods - had a ticker change to ANFIF.
CNMX - CNX Midstream - had a merger. Shareholders will receive 0.88 shares of CNX for each share of CNXM previously held.
WINMQ - Windstream Holdings warrants - have expired worthless.
09/25/2020
DIVY - Reality Shares DIVS ETF - was liquidated. Shareholders will receive 2 separate payments of $22.44 and $0.21 cash per share of DIVY previously held.
09/24/2020
PSV - Hermitage Offshore Services - had a ticker change to HOFSQ, and was delisted.
CLUB - Town Sports International - had a ticker change to CLUBQ, and was delisted.
09/23/2020
MRNS - Marinus Pharmaceuticals - had a 1 for 4 reverse split.
ATNWW - Actinium Pharmaceuticals Series B Warrants - expired worthless.
HYCT^ - Hycroft rights - expired worthless.
09/22/2020
GTX - Garrett Motion - had a ticker change to GTXMQ, and was delisted.
MJCO - Majesco - had a merger. Shareholders will receive $16.00 cash per share of MJCO previously held.
09/21/2020
NOG - Northern Oil & Gas - had a 1 for 10 reverse split.
WUBA - 58.com - had a merger. Shareholders will receive $55.95 cash per share of WUBA previously held.
09/18/2020
CTL - CenturyLink - had a ticker change to LUMN.
HGEND - Humanigen - had a ticker change to HGEN.
SPN - Superior Energy - had a ticker change to SPNX, and was delisted.
SVBL - Silver Bull Resources - had a 1 for 8 reverse split.
09/16/2020
TORC - ResTORbio - had a ticker change to ACET, and a 1 for 7 reverse split.
IMUC - ImmunoCellular Therapeutics - had a ticker change to IMUCD, and a 1 for 10 reverse split.
09/15/2020
EVSI - Envision Solar - had a ticker and name change to BEEM - Beam Global.
HYXE - iShares Trust iShares ESG Advanced High Yield Corporate Bond ETF - had a ticker change to HYXF.
EGLE - Eagle Bulk Shipping - had a 1 for 7 reverse split.
TREX - Trex Company - had a 2 for 1 forward split.
QRTEA - Qurate Retail Series A - had a spinoff. Shareholders will receive 0.03 shares of QRTE for every 1 share of QRTEA held.
QRTEB - Qurate Retail Series B - had a spinoff. Shareholders will receive 0.03 shares of QRTE for every 1 share of QRTEB held.
09/14/2020
JPGB - JPMorgan International Bond Opportunities ETF - had a ticker change to JPIB.
HGEN - Humanigen - had a 1 for 5 reverse split.
09/11/2020
DXIEF - DXI Energy - had a 1 for 100 reverse split.
09/10/2020
SHLO - Shiloh Industries - had a ticker change to SHLOQ, and was delisted.
SCON - Superconductor Technologies - had a 1 for 10 reverse split.
09/09/2020
PER - SandRidge Permian Trust - had a ticker change to PERS, and was delisted.
09/08/2020
MNLO - Menlo Therapeutics - had a ticker and name change to VYNE - VYNE Therapeutics.
TWMC - Trans World Entertainment - had a ticker and name change to KSPN - Kaspien Holdings.
BCOM - B Communications - had a ticker change to BCOMF, and was delisted.
BIOC - Biocept - had a 1 for 10 reverse split.
MEET - Meet Group - had a merger. Shareholders will receive $6.30 cash per share of MEET previously held.
MNLX^ - Mellanox Technologies, Ltd Contra - was liquidated. Shareholders will receive $125.00 cash per share of MNLX^ previously held.
VQT - iPath S&P VEQTOR ETN - was liquidated. Shareholders will receive $202.4406 cash per share of VQT previously held.
ITRM^ - Iterum Therapeutics rights - expired worthless.
HOSSQ - Hornbeck Offshore Services - was delisted.
UNTCQ - UNIT Corporation - was delisted.
09/04/2020
IBMI - iShares iBonds Sep 2020 Term Muni Bond ETF - was liquidated. Shareholders will receive $25.476389 cash per share of IBMI previously held.
ATNWW - Actinium Pharmaceuticals Series B warrants - expired worthless.
PTGCY - PHAROL SGPS American Depositary Receipts - was delisted.
09/03/2020
SNSS - Sunesis Pharmaceuticals - had a 1 for 10 reverse split.
CCCL - China Ceramics Co., Ltd. - had a 1 for 3 reverse split.
09/02/2020
AFH - Atlas Financial - had a ticker change to AFHIF, and was delisted.
ZN - Zion Oil & Gas - had a ticker change to ZNOG, and was delisted.
HGSH - China HGS Real Estate, Inc. - had a 1 for 2 reverse split.
APEX - Apex Global Brands, Inc. - had a 1 for 10 reverse split.
WLL - Whiting Petroleum - had a reorganization. Shareholders will receive 0.01335579 shares of the post-bankruptcy company, along with 0.05237567 Series A warrants and 0.02618784 Series B warrants.
09/01/2020
HYCTW - Hycroft Warrant - had a ticker change to HYMCZ.
GCE - GS FIN CORP - had a ticker change to GCEC, and was delisted.
GSC - GOLDMAN SACHS GROUP INC Other 05/08/2037 - had a ticker change to GSCE, and was delisted.
JASNQ - Jason Inds - was delisted.
VQT - iPath S&P VEQTOR - expired worthless.
BNTX^ - BioNTech SE rights - expired worthless.
08/31/2020
FPAC - Far Point Acquisition - had a ticker and name change to GB - Global Blue Group.
CCH - Collier Creek Holdings - had a ticker and name change to UTZ - Utz Quality Foods.
DZSI - DZS, Inc - had a name change to DASAN Zhone.
AAPL - Apple, Inc. - had a 4 for 1 forward split.
TSLA - Tesla, Inc - had a 5 for 1 forward split.
LOGM - LogMeIn - had a merger. Shareholders will receive $86.05 cash per share of LOGM previously held.
CCA - MFS California Municipal Fund - expired worthless.
08/28/2020
DRIP - Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X Shares - had a 1 for 10 reverse split.
LABD - Direxion Daily S&P Biotech Bear 3x Shares ETF - had a 1 for 20 reverse split.
SOXS - Direxion Daily Semiconductor Bear ETF - had a 1 for 12 reverse split.
WEBS - Direxion Daily Dow Jones Internet Bear 3X - had a 1 for 10 reverse split.
PASS - Direxion Daily Consumer Discretionary Bear 3X Shares - had a 1 for 10 reverse split.
MUTE - Direxion Daily Communication Services Index Bear 3X Shares - had a 1 for 10 reverse split.
SCID - Global X Scientific Beta Europe ETF - was liquidated. Shareholders will receive two separate payments of $24.453 and $0.2094 cash per share of SCID previously held.
SCIX - Global X Scientific Beta Asia ex-Japan ETF - was liquidated. Shareholders will receive two separate payments of $21.1355 and $0.0316 cash per share of SCIX previously held.
SOIL - Global X Fertilizers/Potash ETF - was liquidated. Shareholders will receive $8.2114 cash per share of SOIL previously held.
SCIJ - Global X Scientific Beta Japan ETF - was liquidated. Shareholders will receive $25.0342 cash per share of SCIJ previously held.
SCIU - Global X Scientific Beta US ETF - was liquidated. Shareholders will receive two separate payments of $33.2457 and $0.2845 cash per share of SCIU previously held.
08/27/2020
MYT - Urban Tea, Inc. - had a 1 for 10 reverse split.
SPWR - SunPower Corporation - had a spinoff. Shareholders will receive 1 share of MAXNV for every 8 shares of SPWR held.
08/26/2020
PLM - PolyMet Mining - had a 1 for 10 reverse split.
BFYT - Benefytt Technologies - was liquidated. Shareholders will receive $31.00 cash per share of BFYT previously held.
PYXSQ - PYXUS INTL INC - was liquidated. Shareholders will receive $0.10669818 cash per share of PYXSQ previously held.
BCTF - Bancorp 34 - was delisted.
08/25/2020
PACQ - Pure Acquisition - had a merger. Shareholders will receive $0.62308187 cash and 1 share of HPKEW per share of PACQ previously held.
SWBI - Smith & Wesson Brands - had a spinoff. Shareholders will receive 1 share of AOUTV for every 4 shares of SWBI held.
08/24/2020
SMRT - Stein Mart - had a ticker change to SMRTQ, and was delisted.
HX - Hexindai Inc. - had a 1 for 3 reverse split.
CPTA - Capitala Finance Corp - had a 1 for 6 reverse split.
08/21/2020
HSPX - Global X S&P 500 Covered Call ETF - had a ticker change to XYLD.
TBLU - Tortoise Global Water ESG Fund - had a ticker change to EBLU.
KTOV - Kitov Pharma - had a 1 for 10 reverse split.
KGJI - Kingold Jewelry Inc. - was delisted.
08/20/2020
DMPI - DelMar Pharmaceuticals - had a ticker and name change to KTRA - Kintara Therapeutics.
VAL - Valaris PLC - had a ticker change to VALPQ, and was delisted.
PVAL - Principal Exchange-Traded Funds Principal Contrarian Value Index ETF - was liquidated. Shareholders will receive $24.7281 cash per share of PVAL previously held.
PMOM - Principal Sustainable Momentum Index ETF - was liquidated. Shareholders will receive $27.6968 cash per share of PMOM previously held.
IFEU - iShares Europe Developed Real Estate ETF - was liquidated. Shareholders will receive $35.1178 cash per share of IFEU previously held.
EUMV - iShares Edge MSCI Min Vol Europe ETF - was liquidated. Shareholders will receive $25.9912 cash per share of EUMV previously held.
HEWI - iShares Currency Hedged MSCI Italy ETF - was liquidated. Shareholders will receive $15.7743 cash per share of HEWI previously held.
HAUD - iShares Currency Hedged MSCI Australia ETF - was liquidated. Shareholders will receive $24.3605 cash per share of HAUD previously held.
HEWY - iShares Currency Hedged MSCI South Korea ETF - was liquidated. Shareholders will receive $23.7103 cash per share of HEWY previously held.
HEWL - iShares Currency Hedged MSCI Switzerland ETF - was liquidated. Shareholders will receive $30.0599 cash per share of HEWL previously held.
HEWP - iShares Currency Hedged MSCI Spain ETF - was liquidated. Shareholders will receive $17.5352 cash per share of HEWP previously held.
JPMV - iShares Edge MSCI Min Vol Japan ETF - was liquidated. Shareholders will receive $60.4445 cash per share of JPMV previously held.
DTYL - iPath US Treasury 10-year Bull ETN - was liquidated. Shareholders will receive $98.7276 cash per share of DTYL previously held.
DTUS - iPath US Treasury 2-year Bear ETN - was liquidated. Shareholders will receive $21.7442 cash per share of DTUS previously held.
STPP - iPath US Treasury Steepener ETN - was liquidated. Shareholders will receive $24.6219 cash per share of STPP previously held.
FLAT - iPath US Treasury Flattener ETN - was liquidated. Shareholders will receive $71.3234 cash per share of FLAT previously held.
DTUL - iPath US Treasury 2-year Bull - was liquidated. Shareholders will receive $75.3882 cash per share of DTUL previously held.
DTYS - iPath US Treasury 10-year Bear ETN - was liquidated. Shareholders will receive $70.2669 cash per share of DTYS previously held.
08/19/2020
DBCP - Delmar Bancorp - had a ticker and name change to PTRS - Partners Bancorp.
ONVO - Organovo Holdings - had a 1 for 20 reverse split.
POWI - Power Integrations - had a 2 for 1 forward split.
SIGM - Sigma Designs - was liquidated. Shareholders will receive $0.285 cash per share of SIGM previously held.
08/18/2020
UCC - ProShares Ultra Consumer Services - had a 2 for 1 forward split.
QLD - ProShares Ultra QQQ - had a 2 for 1 forward split.
ROM - ProShares Ultra Technology ETF - had a 4 for 1 forward split.
SSO - ProShares Ultra S&P 500 ETF - had a 2 for 1 forward split.
UBT - ProShares Ultra 20+ Year Treasury ETF - had a 2 for 1 forward split.
REW - ProShares UltraShort Technology ETF - had a 1 for 4 reverse split.
SSG - ProShares UltraShort Semiconductors - had a 1 for 4 reverse split.
BIS - ProShares Trust ProShares UltraShort Nasdaq Biotechnology - had a 1 for 4 reverse split.
SZK - ProShares UltraShort Consumer Goods - had a 1 for 2 reverse split.
SCC - ProShares UltraShort Consumer Services - had a 1 for 2 reverse split.
SQQQ - ProShares UltraPro Short QQQ - had a 1 for 5 reverse split.
FSCT - ForeScout Technologies - was liquidated. Shareholders will receive $29.00 cash per share of FSCT previously held.
08/17/2020
TYHT - Shineco - had a 1 for 9 reverse split.
08/13/2020
TLF - Tandy Leather Factory - had a ticker change to TLFA, and was delisted.
08/12/2020
NRBO^ - NeuroBo Pharmaceuticals CVR - had a 1 for 25 reverse split.
QGTA - IQ Global Agribusiness Small Cap ETF - was liquidated. Shareholders will receive $24.0073 cash per share of QGTA previously held.
HFXE - IQ 50 Percent Hedged FTSE Europe ETF - was liquidated. Shareholders will receive two separate payments of $19.09571 and $0.03564 cash per share of HFXE previously held.
CROP - IQ Global Agribusiness Small Cap ETF - was liquidated. Shareholders will receive two separate payments of $32.15237 and $0.05184 cash per share of CROP previously held.
HFXJ - IQ 50 Percent Hedged FTSE Japan ETF - was liquidated. Shareholders will receive two separate payments of $20.35908 and $0.01137 cash per share of HFXJ previously held.
08/11/2020
LVHB - Elkhorn Lunt Low Vol/High Beta Tactical ETF - had a ticker change to BUFF.
ATNM - Actinium Pharmaceuticals, Inc - had a 1 for 30 reverse split.
08/10/2020
CPE - Callon Petroleum Company - had a 1 for 10 reverse split.
TOPS - TOP Ships, Inc. - had a 1 for 25 reverse split.
08/07/2020
NBEV - New Age Beverages - had a name change to NewAge.
DNJR - Golden Bull Limited Ordinary Shares - had a ticker change to BTBT.
TXAC - Therapeutics Acquisition - had a ticker change to RACA.
TMUSR - T-Mobile rights - expired worthless.
08/06/2020
ROYT - Pacific Coast Oil Trust- had a ticker change to ROYTL, and was delisted.
08/05/2020
MIND - Mitcham Industries - had a name change to MIND Technology.
NE - Noble Corp - had a ticker change to NEBLQ, and was delisted.
AGFSW - AgroFresh Solutions warrants - expired worthless.
08/04/2020
ASNA - Ascena Retail Group - had a ticker change to ASNAQ, and was delisted.
ENT - Global Eagle Entertainment - had a ticker change to GEENQ, and was delisted.
TLRD - Tailored Brand - had a ticker change to TLRDQ, and was delisted.
EGIF - Eagle Growth and Income Opportunities Fund - had a merger. Shareholders will receive $8.75 cash per share of EGIF previously held.
TTPH - Tetraphase Pharmaceuticals - had a merger. Shareholders will receive $2.00 cash per share of TTPH previously held.
08/03/2020
TCRD - THL Credit Inc - had a ticker and name change to FCRD - First Eagle Alternative Capital BDC, Inc.
ROSE - Rosehill Resources - had a ticker change to ROSEQ, and was delisted.
VISL - Vislink Technologies, Inc. - had a 1 for 6 reverse split.
HUSA - Houston American Energy - had a 1 for 12.5 reverse split.
RNVA - Rennova Health - had a 1 for 10,000 reverse split.
TERP - TerraForm Power - had a merger. Shareholders will receive 0.47625 shares of BEP for each share of TERP previously held.
SBBX - SB One Bancorp - had a merger. Shareholders will receive 1.357 shares of PFS for each share of SBBX previously held.
LM - Legg Mason - was liquidated. Shareholders will receive $50.00 cash per share of LM previously held.
BVAL - Brand Value ETF - was liquidated. Shareholders will receive two separate payments of $1.07719520 and $15.07538847 cash per shares of BVAL previously held.
07/31/2020
ECT - ECA Marcellus - had a ticker change to ECTM, and was delisted.
DNR - Denbury - had a ticker change to DNRCQ, and was delisted.
ACHV - Achieve Life Sciences, Inc. - had a 1 for 20 reverse split.
TLSA - Tiziana Life Sciences - had a 2.5 for 1 forward split.
GAIN - GAIN Capital - had a merger. Shareholders will receive $6.00 cash per share of GAIN previously held.
07/30/2020
RIF - RMR Mortgage Trust - had a ticker change to RMRM.
TAOP - Taoping - had a 1 for 6 reverse split.
ATTO - Atento S.A. - had a 1 for 5.027090466672 reverse split.
EE - El Paso Electric - had a merger. Shareholders will receive $68.25 cash per share of EE previously held.
BEP - Brookfield Renewable - had a spinoff. For every 4 shares of BEP held, shareholders will receive 1 share of BEPC.
FELPQ - Foresight Energy - was declared worthless.
07/29/2020
OLEM - iPath Pure Beta Crude Oil ETN - had a ticker change to OIL.
TTPH - Tetraphase Pharmaceuticals - had a merger. Shareholders will receive $2.00 cash per share of TTPH previously held.
07/28/2020
PRTS - U.S. Auto Parts - had a name change to CarParts.com.
KLXE - KLX Energy Services Holdings - had a 1 for 5 reverse split.
CEM - ClearBridge MLP and Midstream Fund Inc - had a 1 for 5 reverse split.
CTR - ClearBridge MLP and Midstream Total Return Fund Inc - had a 1 for 5 reverse split.
EMO - ClearBridge Energy Midstream Opportunity Fund Inc - had a 1 for 5 reverse split.
QES - Quintana Energy - had a merger. Shareholders will receive 0.0969 shares of KLXE for each share of QES previously held.
TMUSR - T-Mobile rights - expired worthless.
07/27/2020
MCC - Medley Capital - had a 1 for 20 reverse split.
SQBG - Sequential Brands - had a 1 for 40 reverse split.
FMO - Fiduciary/Claymore Energy Infrastructure Fund - had a 1 for 5 reverse split.
FNJN - Finjan Holdings - had a merger. Shareholders will receive $1.55 cash per share of FNJN previously held.
07/23/2020
RBS - Royal Bank Of Scotland - had a ticker and name change to NWG - NatWest Group Plc.
RTIX - RTI Surgical Holdings - had a ticker and name change to SRGA - Surgalign Holdings Inc.
BBX - BBX Capital - had a 1 for 5 reverse split.
PREF - Principal Spectrum Preferred Securities Active ETF - had a 5 for 1 forward split.
BIOL^ - Biolase rights - expired worthless.
07/22/2020
RBYCF - Rubicon Minerals - had a ticker and name change to BNAUF - Battle North Gold.
07/21/2020
ERI - Eldorado Resorts - had a ticker and name change to CZR - Caesars Entertainment.
BGG - Briggs & Stratton - had a ticker change to BGGSQ, and was delisted.
FTEO - FRONTEO ADRs - were terminated. Shareholders will receive $12.496065 cash per share of FTEO previously held.
07/20/2020
XRF - China Rapid Finance Limited - had a ticker and name change to SOS - SOS Limited.
VGFO - Virtus WMC Global Factor Opportunities ETF - had a ticker change to VWID.
CRC - California Res - had a ticker change to CRCQQ, and was delisted.
FNGD - MicroSectors FANG+ Index -3X Inverse Leveraged ETNs - had a 1 for 10 reverse split.
CZR - Caesars Entertainment - had a merger. Shareholders will receive $12.41 cash per share of CZR previously held.
SDI - Standard Diversified - had a merger. Shareholders will receive 0.521 shares of TPB for each share of SDI previously held.
07/17/2020
VVUS - VIVUS - had a ticker change to VVUSQ, and was delisted.
SCYX - SCYNEXIS, Inc. - had a 1 for 10 reverse split.
07/16/2020
LHC - Leo Holdings - had a ticker and name change to DMS - Digital Media Solutions.
ELGX - Endologix - had a ticker change to ELGXQ, and was delisted.
AHT - Ashford Hospitality Trust - had a 1 for 10 reverse split.
MSBF - MSB Financial - had a merger. Shareholders will receive 1.3 shares of XKRNY for each share of MSBF previously held.
07/15/2020
HCR - Hi-Crush - had a ticker change to HCRSQ, and was delisted.
QHCCQ - Quorum Health - was declared worthless.
07/14/2020
RTWI - RTW Retailwinds - had a ticker change to RTWIQ.
HHS - Harte Hanks - had a ticker change to HRTH, and was delisted.
CRRTQ - Carbo Ceramics - was declared worthless.
07/13/2020
POL - Polyone - had a ticker and name change to AVNT - Avient.
UGAZ - VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return - had a ticker change to UGAZF, and was delisted.
DGAZ - VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return - had a ticker change to DGAZF, and was delisted.
MSBF - MSB Financial Corp - had a merger. Shareholders will receive either $18.00 cash or 1.3 shares of KRNY per share of MSBF previously held.
07/10/2020
MCIG - MCig - had a ticker and name change to BTZI - Bots.
JAKK - JAKKS Pacific, Inc - had a 1 for 10 reverse split.
TEAR - TearLab - had a merger. Shareholders will receive $0.0586 cash per share of TEAR previously held.
EASI - Amplify EASI Tactical Growth ETF - was liquidated. Shareholders will receive two separate payments of $21.06992928 cash and $0.032128 cash per share of EASI previously held.
TACOW - Del Taco warrants - expired worthless.
07/09/2020
RDYCF - Rubicon Minerals - had a name change to Battle North Gold.
07/08/2020
PACA - Xtrackers MSCI Latin America Pacific Alliance ETF - was liquidated. Shareholders will receive two separate payments of $17.28791 cash and $0.22832 cash per share of PACA previously held.
STYL^ - HG Holdings rights - expired worthless.
07/07/2020
CATS - Catasys, Inc - had a ticker and name change to OTRK - Ontrack Inc.
TRPX - Therapix Bioscience - had a ticker change to TRPXY, and was delisted.
RTW - RTW Retailwinds - had a ticker change to RTWI, and was delisted.
SINO - Sino-Global Shipping America - had a 1 for 5 reverse split.
ADVX - Avant Diagnostics - had a 1 for 2000 reverse split.
PTLA - Portola Pharmaceuticals - had a merger. Shareholders will receive $18.00 cash per share of PTLA previously held.
07/06/2020
ARYA - ARYA Sciences - had a ticker and name change to IMTX - Immatics.
INTL - INTL FCStone - had a ticker and name change to SNEX - StoneX Group.
CVTI - Covenant Logistics Group - had a ticker change to CVLG.
DGLD - Credit Suisse AG Nassau Brh VelocityShares 3x Inverse Gold ETN - had a ticker change to DGLDF, and was delisted.
DSLV - Credit Suisse AG Nassau Brh VelocityShares 3x Inverse Silver ETN - had a ticker change to DSLVF, and was delisted.
TVIX - VelocityShares Daily 2x VIX Short Term ETN - had a ticker change to TVIXF, and was delisted.
UGLD - VelocityShares 3x Long Gold ETN - had a ticker change to UGLDF, and was delisted.
USLV - VelocityShares 3x Long Silver ETN - had a ticker change to USLVF, and was delisted.
VIIX - VelocityShares VIX Short Term ETN - had a ticker change to VIIXF, and was delisted.
ZIV - Credit Suisse AG Nassau Brh VelocityShares Daily Inverse VIX Lkd to S&P 500 Medium Term ETN - had a ticker change to ZIVZF, and was delisted.
CEN - Center Coast MLP & Infrastructure Fund - had a 1 for 10 reverse split.
FREDQ - Fred's Inc. - was declared worthless.
MDRIQ - Mcdermott - was declared worthless.
07/02/2020
WSC - WillScot Corporation - had a name change to WillScot Mobile Mini.
MINI - Mobile Mini - had a merger. Shareholders will receive 2.405 shares of WSC for each share of MINI previously held.
IBKC - IBERIABANK - had a merger. Shareholders will receive 4.584 shares of FHN for each share of IBKC previously held.
GPAQ - Gordon Pointe Acquisition - had a merger. Shareholders will receive 1.421333 shares of HOFV for each share of GPAQ previously held.
ANAT - American National Insurance - had a merger. Shareholders will receive 1 share of new ANAT for each share of old ANAT previously held.
IAC - InterActiveCorp - had a merger. Shareholders will receive 1 share of new IAC and 2.1584 shares of MTCH for each share of old IAC previously held.
07/01/2020
RUBI - The Rubicon Project - had a ticker and name change to MGNI - Magnite Inc.
PUB - People's Utah Bancorp - had a ticker and name change to ALTA - Altabancorp.
ODP - Office Depot - had a name change to The ODP Corporation, and a 1 for 10 reverse split.
ALTM - Altus Midstream - had a 1 for 20 reverse split.
TNP - TEN Ltd - had a 1 for 5 reverse split.
TECD - Tech Data - had a merger. Shareholders will receive $145.00 cash per share of TECD previously held.
MTCH - Match - had a merger. Shareholders will receive 1.0337 shares of new MTCH for each share of old MTCH previously held.
ALO - Alio Gold - had a merger. Shareholders will receive 0.67 shares of ARNGF for each share of ALO previously held.
AMRWQ - Alta Mesa Resources warrants - expired worthless.
OTTW - Ottawa Bancorp - was delisted.
06/30/2020
CHK - Chesapeake Energy - had a ticker change to CHKAQ, and was delisted.
LLEX - Lilis Energy - had a ticker change to LLEXQ, and was delisted.
RCEL - Avita Medical - had a name change to Avita Therapeutics, and 1 for 5 reverse split.
SHIP - Seanergy Maritime Corp - had a 1 for 16 reverse split.
IOTS - Adesto Technologies - had a merger. Shareholders will receive $12.55 cash per share of IOTS previously held.
06/29/2020
LK - Luckin Coffee - had a ticker change to LKNCY, and was delisted.
NNDM - Nano Dimension - had a 1 for 50 reverse split.
JPED - JPMorgan Event Driven ETF - was liquidated. Shareholders will receive $21.23662554 cash per each share of JPED previously held.
JPHF - JPMorgan Diversified Alternatives ETF - was liquidated. Shareholders will receive $19.04754314 cash per each share of JPHF previously held.
MSUS - LHA Market State U.S. Tactical ETF - was liquidated. Shareholders will receive 2 separate payments of $22.8881818 cash and $0.01311333 cash per share of MSUS previously held.
TACOW - Del Taco warrants - expired worthless.
06/26/2020
JPGE - JPMorgan Diversified Return Global Equity ETF - was liquidated. Shareholders will receive $56.4701 cash per each share of JPGE previously held.
06/25/2020
ACTT - Act II Global Acquisition - had a ticker and name change to FREE - Whole Earth Brands.
XOG - Extraction Oil and Gas - had a ticker change to XOGAQ, and was delisted.
JASN - Jason Inds - had a ticker change to JASNQ, and was delisted.
06/24/2020
SSSS - Sutter Rock Capital - had a name change to SuRo Capital Corp.
PVCTW - Provectus Biopharmaceuticals warrants - expired worthless.
06/23/2020
AXE - Anixter International - had a merger. Shareholders will receive $72.82 cash, 0.2397 shares of WCC and 0.6356 shares of WCC-A for each share of AXE previously held.
BVSNQ - Broadvision - had a merger. Shareholders will receive $3.56 cash per share of BVSNQ previously held.
MNE - BlackRock Muni New York Intermediate Duration Fund - had a merger. Shareholders will receive 1.361 shares of MNE^ for each share of MNE previously held.
BCSF - Bain Capital Specialty Finance rights - expired worthless.
06/22/2020
FDEF - First Defiance Financial - had a ticker and name change to PFC - Premier Financial Corp.
DVP - Roundhill Acquirers Deep Value ETF - had a ticker change to DEEP.
SDRL - Seadrill - had a ticker change to SDRLF, and was delisted.
PGNX - Progenics Pharmaceuticals - had a merger. Shareholders will receive 0.31 shares of LNTH for each share of PGNX previously held.
LSXMR - Liberty Media Corporation rights - expired worthless.
PLSE^ - Pulse Biosciences rights - expired worthless.
PVCTW - Provectus Biopharmaceuticals warrants - expired worthless.
06/19/2020
SFUN - Fang Holdings - had a 1 for 10 reverse split.
JPLS - JPMorgan Long/Short ETF - was liquidated. Shareholders will receive $17.1981 cash per share of JPLS previously held.
JPMF - JPMorgan Managed Futures Strategy ETF - was liquidated. Shareholders will receive $20.9210 cash per share of JPMF previously held.
JPEU - JPMorgan Diversified Return Europe Equity ETF - was liquidated. Shareholders will receive $52.5433 cash per share of JPEU previously held.
06/18/2020
NEWS^ - Newstar Financial Contingent Value Right - was liquidated. Shareholders will receive $0.61629 cash per share of NEWS^ previously held.
06/17/2020
PAAC - Proficient Alpha - had a merger. Shareholders will receive 1 share of LGHL for each share of PAAC previously held.
EQM - EQM Midstream Partners, LP - had a merger. Shareholders will receive 2.44 shares of ETRN for each share of EQM previously held.
KEM - KEMET Corporation - had a merger. Shareholders will receive $27.20 cash per share of KEM previously held.
SAEX - SAExploration - was delisted.
06/16/2020
TSLX - TPG Specialty Lending - had a name change to Sixth Street Specialty Lending.
TOCA - Tocagen Inc - had a ticker and name change to FBRX - Forte Biosciences, and a 1 for 15 reverse split.
FSK - FS KKR Capital Corp - had a 1 for 4 reverse split.
PYX - Pyxus International - was delisted.
06/15/2020
SZC - Cushing NextGen Infrastructure Income Fund - had a 1 for 4 reverse split.
SRV - Cushing MLP Total Return Fund - had a 1 for 4 reverse split.
06/12/2020
VRML - Vermillion Inc - had a ticker and name change to AWH - Aspira Women's Health.
ERA - Era Group - had a ticker change to VTOL, and a 1 for 3 reverse split.
EFOI - Energy Focus - had a 1 for 5 reverse split.
STML - Stemline Therapeutics - had a merger. Shareholders will receive $11.50 cash per share of STML previously held.
06/11/2020
AVH - Avianca Holdings - had a ticker change to AVHOQ, and was delisted.
GRPN - Groupon - had a 1 for 20 reverse split.
XSPA - XpresSpa Group - had a 1 for 3 reverse split.
NEBU - Nebula Acquisition Corp - had a merger. Shareholders will receive 1 share of LPRO for each share of NEBU previously held.
DWTIF - CREDIT SUISSE AG NASSAU BRH - expired worthless.
06/10/2020
LTM - LATAM Airlines - had a ticker change to LTMAQ, and was delisted.
06/09/2020
FG - FGL Holdings - had a merger. Shareholders will receive 0.2558 shares of FNF for each share of FG previously held.
VAM - Vivaldi Opportunities - had a merger. Shareholders will receive 0.6470 shares of FINS for each share of VAM previously held.
06/08/2020
TUES - Tuesday Morning - had a ticker change to TUESQ, and was delisted.
CSFL - CenterState Bank Corp - had a merger. Shareholders will receive 0.3001 shares of SSB per share of CSFL previously held.
06/05/2020
HRSTD - Harvest Oil & Gas - had a ticker change to HRST.
06/04/2020
APY - Apergy Corporation - had a ticker and name change to CHX - Champion X Corporation.
VTIQ - VectoIQ - had a ticker and name change to NKLA - Nikola Corporation.
06/02/2020
XPER - Xperi Corporation - had a name change to Xperi Holding Corp.
LBY - Libbey - had a ticker change to LBYYQ, and was delisted.
LPI - Laredo Petroleum - had a 1 for 20 reverse split.
VHI - Valhi Inc - had a 1 for 12 reverse split.
OPB - Opus Bank - had a merger. Shareholders will receive 0.9 shares of PPBI per share of OPB previously held.
TIVO - TiVo Corporation - had a merger. Shareholders will receive 0.455 shares of XPER per share of TIVO previously held.
06/01/2020
AOBC - American Outdoor Brands Corporation - had a ticker and name change to SWBI - Smith & Wesson Brands Inc.
SPAR - Spartan Motors - had a ticker and name change to SHYF - The Shyft Group, Inc.
MUDS - Mudrick Capital Acquisition Corporation - had a ticker and name change to HYMC - Hycroft Mining Holding Corporation.
OILND - Barclays BK PLC Other - had a ticker change to OILNF.
AKRX - Akorn - had a ticker change to AKRXQ, and was delisted.
EW - Edwards Lifesciences - had a 3 for 1 forward split.
WEBK - Wellesley Bancorp - had a merger. Shareholders will receive 0.58 shares of CATC for each share of WEBK previously held.
SRF - Cushing Energy Income Fund - had a merger. Shareholders will receive 0.8078 shares of SRV for each share of SRF previously held.
MELR - Melrose Bancorp Inc - had a merger. Shareholders will receive $25.00 cash per share of MELR previously held.
PESXQ - Pioneer Energy Services - had a merger. Shareholders will receive 0.00068498 shares of "new" PESXQ for each share of "old" PESXQ previously held.
WBC - Wabco - had a merger. Shareholders will receive $136.50 cash per share of WBC previously held.
RYZZ - RYZZ Managed Futures Strategy Plus ETF - was liquidated. Shareholders will receive $21.2809 cash per share of RYZZ previously held.
05/29/2020
ZFGN - Zafgen, Inc - had a ticker and name change to LRMR - Larimar Therapeutics, Inc - and a 1 for 12 reverse split.
DCAR - DropCar Inc - had a ticker and name change to AYRO - AYRO Inc, and a 1 for 5 reverse split.
CORV - Correvio Pharma - had a merger. Shareholders will receive $0.42 cash per share of CORV previously held.
05/28/2020
CTRC - Centric Brands - had a ticker change to CTRCQ, and was delisted.
TLGT - Teligent - had a 1 for 10 reverse split.
NUROW - NeuroMetrix warrants - expired worthless.
05/27/2020
HHT - Huitao Technology - had a name change to Color Star Technology.
UNT - UNIT Corporation - had a ticker change to UNTCQ, and was delisted.
CNAT - Conatus Pharmaceuticals - had a ticker and name change to HSTO - Histogen, and a 1 for 10 reverse split.
05/26/2020
RTTR - Ritter Pharmaceuticals - had a ticker and name change to QLGN - Qualigen Therapeutics, and a 1 for 25 reverse split.
DIET - Defiance Next Gen Food and Agriculture ETF - was liquidated. Shareholders will receive $22.5030066 cash per share of DIET previously held.
05/22/2020
RAND - Rand Capital Corporation - had a 1 for 9 reverse split.
PDLI - PDL BioPharma - had a spinoff. Shareholders will receive 0.11591985 shares of EVFM for every 1 share of PDLI held.
RTL - Pacer Benchmark Retail Real Estate SCTR ETF - was liquidated. Shareholders will receive $14.7627 cash per share of RTL previously held.
LVHE - Legg Mason Emerging Markets Low Volatility High Dividend ETF - was liquidated. Shareholders will receive $21.1746 cash per share of LVHE previously held.
FXS - Invesco CurrencyShares Swedish Krona Trust - was liquidated. Shareholders will receive $92.6946 cash per share of FXS previously held.
FXCH - Invesco CurrencyShares Chinese Renminbi Trust - was liquidated. Shareholders will receive $68.2265 cash per share of FXCH previously held.
FXSG - Invesco CurrencyShares Singapore Dollar Trust - was liquidated. Shareholders will receive $68.7542 cash per share of FXSG previously held.
GBDCR - Golub Capital BDC rights - expired worthless.
05/21/2020
TSLF - THL Credit Senior Loan Fund - had a ticker and name change to FSLF - First Eagle Senior Loan Fund.
DTO - DB Crude Oil Double Short ETN - expired worthless.
KMPH - KemPharm - was delisted.
05/20/2020
ASRT - Assertio Therapeutics - had a name change to Assertio Holdings.
HOSS - Hornbeck Offshore Services - had a ticker change to HOSSQ.
RMBL - RumbleOn - had a 1 for 20 reverse split.
AIKI - Alkido Pharma - had a spinoff. Shareholders will receive 1 share of HOTH for every 500 shares of AIKI held.
05/19/2020
BVSN - Broadvision - had a ticker change to BVSNQ, and was delisted.
JCP - J.C. Penney - had a ticker change to JCPNQ, and was delisted.
I - Intelsat - had a ticker change to INTEQ, and was delisted.
UPLC - Ultra Petroleum - had a ticker change to UPLCQ, and was delisted.
MFH - JMU Limited - had a name change to Mercurity Fintech Holding, and a 1 for 2 reverse split.
BPMX - BioPharmX - had a 1 for 12 reverse split.
05/18/2020
TMSR - TMSR Holding - had a ticker and name change to CCNC - Code Chain New Continent Limited.
SES - Synthesis Energy Systems - had a ticker change to SYNE, and was delisted.
AMLP - Alerian MLP ETF - had a 1 for 5 reverse split.
SORL - SORL Auto Parts - had a merger. Shareholders will receive $4.72 cash per share of SORL previously held.
LSXMA - Liberty Media Corporation Series A Liberty SiriusXM Common Stock - had a spinoff. Shareholders will receive 0.0939 shares of LSXMR for every share of LSXMA held.
LSXMB - Liberty Media Corporation Series B Liberty SiriusXM Common Stock - had a spinoff. Shareholders will receive 0.0939 shares of LSXMR for every share of LSXMB held.
LSXMK - Liberty Media Corporation Series C Liberty SiriusXM Common Stock - had a spinoff. Shareholders will receive 0.0939 shares of LSXMR for every share of LSXMK held.
MTZPY - Mitsubishi Tanabe Pharma Corporation Sponsored ADR - was liquidated. Shareholders will receive $18.6361 cash per share of MTZPY previously held.
VALX - Validea Market Legends ETF - was liquidated. Shareholders will receive $17.6090374 cash and $0.07399 cash (in 2 separate payments) per share of VALX previously held.
05/15/2020
ARCH - Arch Coal - had a name change to Arch Resources.
DOGS - Arrow Dogs of the World ETF - was liquidated. Shareholders will receive $33.3043 cash per share of DOGS previously held.
05/14/2020
EMMS - Emmis Communications - was delisted.
05/12/2020
PKDCD - Parker Drilling - had a ticker change to PKDC.
HYIH - Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF - had a ticker change to ESHY.
EMIH - Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF - had a ticker change to ESEB.
IGIH - Xtrackers Bloomberg Barclays US Investment Grade Corporate ESG ETF - had a ticker change to ESCR.
SSI - Stage Stores - had a ticker change to SSINQ, and was delisted.
RAND - Rand Capita - had a 159 for 100 forward split.
FTSI - FTS International, Inc - had a 1 for 20 reverse split.
POPE - Pope Resources - had a merger. Shareholders will receive $125.00 cash or 3.929 shares of RYN for each share of POPE previously held.
BNZZW - Bonanza Creek Energy warrants - expired worthless.
CUO - Continental Materials - was delisted.
05/11/2020
CTO - Consolidated-Tomoka Land - had a name change to CTO Realty Growth.
TARA - Artara Therapeutics - had a name change to Protara Therapeutics.
CUI - CUI Global - had a ticker and name change to OEG - Orbital Energy.
PACVD - Pacific Ventures Group - had a ticker change to PACV.
ACB - Aurora Cannabis - had a 1 for 12 reverse split.
HRST - Harvest Oil & Gas - had a 1 for 10 reverse split.
HHHH - Wealthbridge Acquisition - had a merger. Shareholders will receive 1 share of SJ for each share of HHHH previously held.
AGN - Allergan - had a merger. Shareholders will receive $120.30 cash and 0.866 shares of ABBV for each share of AGN previously held.
JMLP - Nuveen All Cap Energy MLP Opportunities Fund - was liquidated. Shareholders will receive $1.1047 cash per share of JMLP previously held.
JMF - Nuveen Energy MLP Total Return Fund - was liquidated. Shareholders will receive $1.4487 cash per share of JMF previously held.
INAPQ - Internap Corporation - was declared worthless.
05/08/2020
TROV - TrovaGene, Inc - had a ticker and name change to CRDF - Cardiff Oncology.
CIFS - China Internet Nationwide Financial Services Inc - had a ticker and name change to HUSN - Hudson Capital Inc.
DSS - Document Security Systems, Inc - had a 1 for 30 reverse split.
05/07/2020
UFPI - Universal Forest Products - had a name change to UFP Industries.
NTGN - Neon Therapeutics - had a merger. Shareholders will receive 0.063 shares of BNTX for each share of NTGN previously held.
GBDCR - Golub Capital BDC rights - expired worthless.
OPGNW - OpGen warrants - expired worthless.
05/06/2020
TSG - The Stars Group - had a merger. Shareholders will receive 0.2253 shares of PDYPF for each share of TSG previously held.
BUYN - USCF SummerHaven SHPEN Index Fund - was liquidated. Shareholders will receive $9.6525 cash per share of BUYN previously held.
05/05/2020
AKG - Asanko Gold - had a ticker and name change to GAU - Galiano Gold.
05/04/2020
INNT - Innovate Biopharmaceuticals - had a ticker and name change to NMTR - 9 Meters Biopharma.
CARO - Carolina Financial - had a merger. Shareholders will receive 1.13 shares of UBSI for each share of CARO previously held.
FSBC - FSB Bancorp - had a merger. Shareholders will receive either 0.4394 shares of EVBN or $17.80 cash for each share of FSBC previously held.
DVOP - Source Dividend Opportunity ETF - was liquidated. Shareholders will receive two separate payments of $19.01272051 cash and $0.04610286 cash per share of DVOP previously held.
05/01/2020
SCIF - VanEck Vectors India Growth Leaders ETF - had a ticker change to GLIN.
PEK - VanEck Vectors China Growth Leaders ETF - had a ticker change to GLCN.
OILNF - iPath S&P GSCI Crude Oil Total Return ETN - had a ticker change to OILND, and a 1 for 40 reverse split.
TYG - Tortoise Energy Infrastructure Corp - had a 1 for 4 reverse split.
TTP - Tortoise Pipeline & Energy Fund - had a 1 for 4 reverse split.
NTG - Tortoise Midstream Energy Fund - had a 1 for 10 reverse split.
NDP - Tortoise Energy Independence Fund - had a 1 for 8 reverse split.
PBBI - PB Bancorp - had a merger. Shareholders will receive $15.25 cash per share of PBBI previously held.
OILX - ETRACS S&P GSCI Crude Oil Total Return Index ETN - was liquidated. Shareholders will receive $5.7874 cash per share of OILX previously held.
URR - Market Vectors Double Long Euro ETN - was liquidated. Shareholders will receive $13.931 cash per share of URR previously held.
04/30/2020
RBZ - Reebonz Holding Limited Ordinary Shares - had a ticker change to RBZHF, and was delisted.
OIL - iPath Series B S&P GSCI Crude Oil ETN - was liquidated. Shareholders will receive $2.654 cash per share of OIL previously held.
QBAK - Qualstar - was delisted.
04/29/2020
DO - Diamond Offshore Drilling - had a ticker change to DOFSQ, and was delisted.
WINT - Windtree Therapeutics - had a ticker change to WINTD, and a 1 for 3 reverse split.
USO - United States Oil Fund, LP - had a 1 for 8 reverse split.
SSBBW - Silverbow Res In Warrant Expires 04/22/2020 - expired worthless.
MLNTQ - Melinta Therapeutics - was declared worthless.
04/28/2020
MLPA - Global X MLP ETF - had a 1 for 6 reverse split.
MLPX - Global X MLP & Energy Infrastructure ETF - had a 1 for 3 reverse split.
GXG - Global X MSCI Colombia ETF - had a 1 for 4 reverse split.
GREK - Global X MSCI Greece ETF - had a 1 for 3 reverse split.
PAK - Global X MSCI Pakistan ETF - had a 1 for 4 reverse split.
MLNX - Mellanox Technologies - had a merger. Shareholders will receive $125.00 cash per share of MLNX previously held.
04/27/2020
MFSF - MutualFirst Financial Inc - had a merger. Shareholders will receive 2.4 shares of NWBI for each share of MFSF previously held.
HECO - Strategy Shares EcoLogical Strategy ETF - was liquidated. Shareholders will receive $36.70 cash per share of HECO previously held.
GBSNQ - Great Basin Scientific Inc. - was delisted.
04/24/2020
DEAC - Diamond Eagle Acquisition Corp - had a ticker and name change to DKNG - DraftKings Inc.
FTR - Frontier Communications - had a ticker change to FTRCQ, and was delisted.
04/23/2020
JNUG - Direxion Daily Junior Gold Miners Index Bull 2X Shares - had a 1 for 10 reverse split.
JDST - Direxion Daily Junior Gold Miners Index Bear 2X Shares - had a 1 for 25 reverse split.
NUGT - Direxion Daily Gold Miners Index Bull 2X Shares - had a 1 for 5 reverse split.
DUST - Direxion Daily Gold Miners Index Bear 2X Shares - had a 1 for 25 reverse split.
BRZU - Direxion Daily MSCI Brazil Bull 2X Shares - had a 1 for 35 reverse split.
TECS - Direxion Daily Technology Bear 3x Shares - had a 1 for 10 reverse split.
DPST - Direxion Daily Regional Banks Bull 3X Shares - had a 1 for 10 reverse split.
UBOT - Direxion Daily Robotics, Artificial Intelligence & Automation Index Bull 3x Shares - had a 1 for 10 reverse split.
HIBL - Direxion Daily S&P 500 High Beta Bull 3X Shares - had a 1 for 10 reverse split.
RETL - Direxion Daily Retail Bull 3X Shares - had a 1 for 10 reverse split.
TMV - Direxion Daily 20+ Year Treasury Bear 3x Shares ETF - had a 1 for 10 reverse split.
ZMLP - Direxion Zacks MLP High Income Index Shares - had a 1 for 8 reverse split.
NBR - Nabors Industries - had a 1 for 50 reverse split.
04/22/2020
OILNF - Barclays Bk PLC iPath S&P GSCI Crude Oil Total Return ETN due 08/14/2036 - was delisted.
UWTIF - CREDIT SUISSE AG NASSAU BRH - was delisted.
04/21/2020
UCO - ProShares Ultra Bloomberg Crude Oil ETF - had a 1 for 25 reverse split.
TTT - ProShares UltraPro Short 20+ Year Treasury ETF - had a 1 for 4 reverse split.
SMDD - ProShares UltraPro Short MidCap 400 ETF - had a 1 for 4 reverse split.
DIG - ProShares Ultra Oil & Gas - had a 1 for 10 reverse split.
OILK - ProShares K-1 Free Crude Oil Strategy ETF - had a 1 for 5 reverse split.
BOIL - ProShares Ultra Bloomberg Natural Gas ETF - had a 1 for 10 reverse split.
ALGR - Allegro Merger - was liquidated. Shareholders will receive $10.3049285 cash per share of ALGR previously held.
FLZOF - Fellazo - was liquidated. Shareholders will receive $10.14463897 cash per share of FLZOF previously held.
MLNTQ - Melinta Therapeutics - was delisted.
04/20/2020
MSG - Madison Square Garden - had a ticker and name change to MSGS - MSG Sports.
MSGS - MSG Sports - had a spinoff. Shareholders will receive 1 share of MSGE for every share of MSGS held.
CYOU - Changyou.com Limited - had a merger. Shareholders will receive $10.75 cash per share of CYOU previously held.
04/17/2020
ESES - Eco-Stim Energy Solutions - had a ticker change to ESESQ.
YUMA - Yuma Energy - had a ticker change to YUMAQ, and was delisted.
CY - Cypress Semiconductor - had a merger. Shareholders will receive $23.85 cash per share of CY previously held.
TGE - Tallgrass Energy - had a merger. Shareholders will receive $22.45 cash per share of TGE previously held.
JEMI - Jumei - had a merger. Shareholders will receive $19.95 cash per share of JEMI previously held.
ZZCORI - Corium International CVR - expired worthless.
RRTS - Roadrunner - was delisted.
04/16/2020
ENT - Global Eagle - had a 1 for 25 reverse split.
SCAP - AdvisorShares Cornerstone Small Cap ETF - was liquidated. Shareholders will receive $27.69055 cash per share of SCAP previously held.
04/15/2020
CTST - CannTrust - had a ticker change to CNTTQ, and was delisted.
CHK - Chesapeake Energy - had a 1 for 200 reverse split.
EINC - VanEck Vectors Energy Income ETF - had a 1 for 3 reverse split.
CYCC - Cyclacel Pharmaceuticals - had a 1 for 20 reverse split.
TBLT - ToughBuilt Industries - had a 1 for 10 reverse split.
CREG - China Recycling Energy - had a 1 for 10 reverse split.
KOL - VanEck Vectors Coal ETF - had a 1 for 10 reverse split.
OIH - VanEck Vectors Oil Services ETF - had a 1 for 20 reverse split.
REMX - VanEck Vectors Rare Earth/Strategic Metals ETF - had a 1 for 3 reverse split.
BNTC - Benitec Biopharma - had a merger. Shareholders will receive 0.6667 shares of new BNTC for each share of old BNTC previously held.
MTFB - Motif Bio - was liquidated. Shareholders will receive $0.012915 cash per share of MTFB previously held.
04/14/2020
LKSD - LSC Communications - had a ticker change to LKSDQ.
GMZ - Goldman Sachs MLP Income Opportunities Fund - had a 1 for 7 reverse split.
GER - Goldman Sachs MLP Energy Renaissance Fund - had a 1 for 9 reverse split.
FLAG - WeatherStorm Forensic Accounting Long-Short ETF - was liquidated. Shareholders will receive $24.126982 cash per share of FLAG previously held.
PGHEF^ - PGHEF escrow cusip - was liquidated. Shareholders will receive $0.01815911 cash per share of PGHEF^ previously held.
04/13/2020
MCEP - Mid-Con Energy Partners - had a 1 for 20 reverse split.
PACV - Pacific Ventures Group - had a 1 for 500 reverse split.
WLBAQ - Westmoreland Coal Company - was delisted.
WMLPQ - Westmoreland Resource Partners - was delisted.
04/09/2020
NJDCY - Nidec Corporation ADR - had a 2 for 1 forward split.
WISA - Summit Wireless - had a 1 for 20 reverse split.
FTSV - Forty Seven - had a merger. Shareholders will receive $95.50 cash per share of FTSV previously held.
FOMX^ - Foamix Pharmaceuticals Contingent Stock Right - had a merger. Shareholders will receive 1.2082 shares of MNLO for each share of FOMX^ previously held.
EVIX - VelocityShares 1x Long VSTOXX Futures ETN - was liquidated. Shareholders will receive $11.2432 cash per share of EVIX previously held.
EXIV - VelocityShares 1x Daily Inverse VSTOXX Futures ETN - was liquidated. Shareholders will receive $7.4559 cash per share of EXIV previously held.
WTIU - UBS ETRACS - ProShares Daily 3x Long Crude ETN - was liquidated. Shareholders will receive $0.2128 cash per share of WTIU previously held.
04/08/2020
IFLY - Wedbush ETFMG Global Cloud Technology ETF - had a ticker change to IVES.
WRLS - Pensare Acquisition - had a ticker and name change to AVCT - American Virtual Cloud Technologies.
04/07/2020
SALT - Scorpio Bulkers - had a 1 for 10 reverse split.
SGB - Southwest Georgia Financial - had a merger. Shareholders will receive 1 share of FBMS for each share of SGB previously held.
BTTGY - BT Group - was liquidated and paid a dividend. Shareholders will receive $7.776772 cash per share of BTTGY previous held for the liquidation, and $0.279952 cash per share of BTTGY previously held as a dividend payment.
04/06/2020
ASX - Advanced Semiconductor - was liquidated. Shareholders will receive $16.1865 cash per share of ASX previously held.
GASL - Direxion Daily Natural Gas Related Bull 3X Shares - was liquidated. Shareholders will receive $6.4108 cash per share of GASL previously held.
SAGG - Direxion Daily Total Bond Market Bear ETF - was liquidated. Shareholders will receive $28.6322 cash per share of SAGG previously held.
RUSS - Direxion Daily Russia Bear 3x Shares - was liquidated. Shareholders will receive $9.0861 cash per share of RUSS previously held.
DPK - Direxion Daily Developed Markets Bear 3x Shares - was liquidated. Shareholders will receive $15.8154 cash per share of DPK previously held.
MIDZ - Direxion Daily Mid Cap Bear 3x ETF - was liquidated. Shareholders will receive $70.8974 cash per share of MIDZ previously held.
WDR - Direxion Daily Regional Banks Bear 3X Shares - was liquidated. Shareholders will receive $40.7295652 cash per share of WDR previously held.
UWT - VelocityShares 3x Long Crude Oil ETN - was liquidated. Shareholders will receive $0.1647 cash per share of UWT previously held.
DWT - VelocityShares 3x Inverse Crude Oil ETNs linked to the S&P GSCI Crude Oil Index ER - was liquidated. Shareholders will receive $14.7566 cash per share of DWT previously held.
MICR - Micron Solutions - was delisted.
04/03/2020
KEGXD - Key Energy Services - had a ticker change to KEGX.
UTX - United Technologies - had a ticker and name change to RTX - Raytheon.
RTN - Raytheon - had a merger. Shareholders will receive 2.3348 shares of RTX for each share of RTN previously held.
UTX - United Technologies - had a spinoff. Shareholders will receive 1 share of CARR for every share of UTX held.
UTX - United Technologies - had a spinoff. Shareholders will receive 1 share of OTIS for every 2 shares of UTX held.
IBDC - iShares iBonds Mar 2020 Term Corporate ETF - was liquidated. Shareholders will receive $26.0646 cash per share of IBDC previously held.
OILD - ProShares UltraPro 3x Short Crude Oil ETF - was liquidated. Shareholders will receive $45.5116 cash per share of OILD previously held.
OILU - ProShares UltraPro 3x Crude Oil ETF - was liquidated. Shareholders will receive $0.2132 cash per share of OILU previously held.
ZBIO - ProShares Trust ProShares UltraPro Short NASDAQ Biotechnology - was liquidated. Shareholders will receive $10.0592 cash per share of ZBIO previously held.
UBIO - ProShares Trust Proshares UltraPro Nasdaq Biotechnology - was liquidated. Shareholders will receive $17.7670 cash per share of UBIO previously held.
SCOM - ProShares UltraPro Short Communication Services Select Sector - was liquidated. Shareholders will receive $27.8944 cash per share of SCOM previously held.
FINU - ProShares UltraPro Financial Select Sector - was liquidated. Shareholders will receive $24.1526 cash per share of FINU previously held.
UCOM - ProShares UltraPro Communication Services Select Sector - was liquidated. Shareholders will receive $25.3899 cash per share of UCOM previously held.
FINZ - ProShares UltraPro Short Financial Select Sector ETF - was liquidated. Shareholders will receive $6.1378 cash per share of FINZ previously held.
04/02/2020
RECN - Resources Connection - had a ticker change to RGP.
OBE - Obsidian Energy - had a ticker change to OBELF, and was delisted.
BAM - Brookfield Asset Management - had a 3 for 2 forward split.
BURG - Chanticleer Holdings - had a ticker and name change to SONN - Sonnet BioTherapeutics, and a 1 for 26 reverse split.
AVX - AVX Corporation - had a merger. Shareholders will receive $21.75 cash per share of AVX previously held.
OMN - OMNOVA Solutions - had a merger. Shareholders will receive $10.15 cash per share of OMN previously held.
RARX - Ra Pharmaceuticals - had a merger. Shareholders will receive $48.00 cash per share of RARX previously held.
DXTRQZZ - Dextera Escrow - had a merger. Shareholders will receive $0.0719 cash per share of DXTRQZZ previously held.
IBCD - iShares iBonds Mar 2020 Term Corporate ex-Financials ETF - was liquidated. Shareholders will receive $24.5803 cash per share of IBCD previously held.
BDCL - 2xLeveraged Long ETRACS Linked to Wells Fargo Business Development Co - was liquidated. Shareholders will receive $2.4589 cash per share of BDCL previously held.
LBDC - 2xLeveraged Long ETRACS Wells Fargo Business Development Company Index ETN Series B due May 24, 2041 - was liquidated. Shareholders will receive $2.4589 cash per share of LBDC previously held.
04/01/2020
ARNC - Arconic - had a ticker and name change to HWM - Howmet Aerospace.
TLRA - Telaria - had a merger. Shareholders will receive 1.0820 shares of RUBI per share of TLRA previously held.
S - SPRINT - had a merger. Shareholders will receive 0.10256 of TMUS per share of S previously held.
HWM - Howmet Aerospace - had a spinoff. Shareholders will receive 1 share of new ARNC for every 4 shares of HWM held.
DVYL - ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN - was liquidated. Shareholders will receive $29.7394 cash per share of DVYL previously held.
SHLM^ - A. Schulman CVR - was liquidated. Shareholders will receive $0.909 cash per share of SHLM^ previously held.
03/31/2020
EDTX - EdtechX Holdings Acquisition - had a ticker and name change to METX - Meten EdtechX Education Group.
CRRT - Carbo Ceramics - had a ticker change to CRRTQ.
BCRH - Blue Cap Reins - had a ticker change to BCRHF, and was delisted.
AMZA - InfraCap Active MLP ETF - had a 1 for 10 reverse split.
GARD - Reality Shares DIVCON Dividend Guard ETF - had a merger. Shareholders will receive 0.7335 shares of DFND per share of GARD previously held.
WAAS - AquaVenture - had a merger. Shareholders will receive $27.00 cash per share of WAAS previously held.
BIP - Brookfield Infrastructure - had a spinoff. Shareholders will receive 0.1111 shares of BPIC for every 1 share of BIP held.
CNY - Morgan Stanley Market Vectors Renminbi/USD ETN - was liquidated. Shareholders will receive $43.60079 cash per share of CNY previously held.
INR - Morgan Stanley Market Vectors Rupee/USD ETN - was liquidated. Shareholders will receive $41.71674 cash per share of INR previously held.
RASFQ - RAIT Financial Trust - was delisted.
03/30/2020
DCIX - Diana Containerships - had a ticker and name change to PSHG - Performance Shipping.
XOP - SPDR S&P Oil & Gas Exploration & Production ETF - had a 1 for 4 reverse split.
XES - SPDR S&P Oil & Gas Equipment & Services ETF - had a 1 for 10 reverse split.
AYR - Aircastle - had a merger. Shareholders will receive $32.00 cash per share of AYR previously held.
03/27/2020
DRIP - Direxion Daily S&P Oil & Gas Exploration & Production Bear 3X Shares ETF - had a 12 for 1 forward split.
GASX - Direxion Daily Natural Gas Bear 3X Shares - had a 10 for 1 forward split.
APVO - Aptevo Therapeutics - had a 1 for 14 reverse split.
LBJ - Direxion Daily Latin America Bull ETF - had a 1 for 20 reverse split.
MEXX - Direxion Daily MSCI Mexico Bull 3X Shares - had a 1 for 12 reverse split.
LRET - ETRACS Monthly Pay 2xLeveraged MSCI US REIT Index ETN - was liquidated. Shareholders will receive $8.44 cash per share of LRET previously held.
CEFL - ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN - was liquidated. Shareholders will receive $3.6457 cash per share of CEFL previously held.
CEFZ - ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN Series B due December 10, 2043 - was liquidated. Shareholders will receive $3.6457 cash per share of CEFZ previously held.
03/26/2020
INAP - Internap - had a ticker change to INAPQ, and was delisted.
ESGW - Columbia Sustainable Global Equity Income ETF - was liquidated. Shareholders will receive $22.36922 cash per share of ESGW previously held.
DVHL - ETRACS Monthly Pay 2xLeveraged Diversified High Income ETN - was liquidated. Shareholders will receive $4.1782 cash per share of DVHL previously held.
WTID - UBS ETRACS - ProShares Daily 3x Inverse Crude ETN - was liquidated. Shareholders will receive $17.1575 cash per share of WTID previously held.
03/25/2020
ODFL - Old Dominion Freight Line - had a 3 for 2 forward split.
EKSO - Ekso Bionics - had a 1 for 15 reverse split.
INXN - Interxion - had a merger. Shareholders will receive $0.8305746 cash and 0.6135643 shares of DLR for each share of INXN previously held.
MORL - ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN - was liquidated. Shareholders will receive $0.201 cash per share of MORL previously held.
MRRL - ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B due October 16, 2042 - was liquidated. Shareholders will receive $0.201 cash per share of MRRL previously held.
LMLP - ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN - was liquidated. Shareholders will receive $2.9551 cash per share of LMLP previously held.
HDLV - ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN - was liquidated. Shareholders will receive $6.6531 cash per share of HDLV previously held.
03/24/2020
TRFN - Taronis Fuels - had a ticker change to TRNF.
ERX - Direxion Daily Energy Bull 3x Shares - had a 1 for 10 reverse split.
GUSH - Direxion Daily S&P Oil & Gas Exploration & Production Bull 3X Shares ETF - had a 1 for 40 reverse split.
GASL - Direxion Daily Natural Gas Related Bull 3X Shares - had a 1 for 100 reverse split.
INST - Instructure - had a merger. Shareholders will receive $49.00 cash per share of INST previously held.
MLPZ - ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B - was liquidated. Shareholders will receive $3.9858 cash per share of MLPZ previously held.
03/23/2020
HOML - ETRACS Monthly Reset 2xLeveraged ISE Exclusively Homebuilders ETN - was liquidated. Shareholders will receive $9.0524 cash per share of HOML previously held.
SHMD - ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN - was liquidated. Shareholders will receive $2.4483 cash per share of SHMD previously held.
03/20/2020
YECOF - Yulong Eco-Materials - had a ticker change to YECO.
USAU - U.S. Gold Corp - had a 1 for 10 reverse split.
GCVRZ - Sanofi Contingent Value Rights - was liquidated. Shareholders will receive $0.8881 cash per share of GCVRZ previously held.
AMJL - Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index ETN - was liquidated. Shareholders will receive $1.5498 cash per share of AMJL previously held.
MLPQ - ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index - was liquidated. Shareholders will receive $3.8445 cash per share of MLPQ previously held.
03/19/2020
NLNK - NewLink Genetics - had a ticker and name change to LUMO - Lumos Pharma, and a 1 for 9 reverse split.
HABT - The Habit Restaurants - had a merger. Shareholders will receive $14.00 cash per share of HABT previously held.
ORG - Janus Detroit Street Trust The Organics ETF - was liquidated. Shareholders will receive $18.1026 cash per share of ORG previously held.
SLIM - Janus Detroit Street Trust The Obesity ETF - was liquidated. Shareholders will receive $34.123609 cash per share of SLIM previously held.
03/18/2020
TIBR - Tiberius Acquisition Corp - had a ticker and name change to IGIC - International General Insurance Holdings.
TU - Telus Corporation - had a 2 for 1 forward split.
03/16/2020
EXT - WisdomTree U.S. Total Market Fund - had a ticker and name change to RESP - WisdomTree U.S. ESG Fund.
DHDG - WisdomTree Dynamic Currency Hedged International Quality Dividend Growth ETF - had a ticker change to RESD.
DVEM - WisdomTree Emerging Markets Dividend Fund - had a ticker change to RESE.
GLG - Bat Group - had a name change to TD Holdings.
SUMR - Summer Infant - had a 1 for 9 reverse split.
DTYS - iPath US Treasury 10-year Bear ETN - had a 1 for 25 reverse split.
DLBS - iPath US Treasury Long Bond Bear ETN - had a 1 for 75 reverse split.
TAPR - Barclays PLC Barclays Inverse US Treasury Aggregate ETN - had a 1 for 15 reverse split.
PEGI - Pattern Energy - had a merger. Shareholders will receive $26.75 cash per share of PEGI previously held.
AKS - AK Steel - had a merger. Shareholders will receive 0.4 shares of CLF for each share of AKS previously held.
03/13/2020
SPEX - Spherix - had a ticker and name change to AIKI - AIkido Pharma.
DDMX - DD3 Acquisition - had a ticker and name change to BWMX - Betterware de México.
CTIB - CTI Industries - had a name change to Yunhong CTI.
03/12/2020
ICD - Independence Contract - had a 1 for 20 reverse split.
03/11/2020
FELPU - Foresight Energy - had a ticker change to FELPQ.
03/10/2020
FOMX - Foamix Pharmaceuticals - had a merger. Shareholders will receive 0.5924 shares of MNLO per share of FOMX previously held.
ZAYO - Zayo Group - had a merger. Shareholders will receive $35.00 cash per share of ZAYO previously held.
INF - Brookfield Global Listed Infrastructure Income Fund - had a merger. Shareholders will receive 0.6249 shares of RA per share of INF previously held.
BLBDW - Blue Bird Corp warrants - expired worthless.
SITO - Sito Mobile - was delisted.
03/09/2020
GLOW - Glowpoint - had a ticker and name change to OBLG - Oblong.
KEGX - Key Energy Services - had a ticker change to KEGXD, and a 1 for 50 reverse split.
DLBS - iPath US Treasury Long Bond Bear ETN - was delisted.
03/06/2020
RGSE - Real Goods Solar - had a ticker change to RGSEQ.
CTAC - ChaSerg Technology - had a ticker and name change to GDYN - Grid Dynamics.
HIIQ - Health Insurance Innovations - had a ticker and name change to BFYT - Benefytt Technologies.
03/05/2020
PNRL - Paringa Resources - had a ticker change to PNRLY, and was delisted.
CSS - CSS Industries - had a merger. Shareholders will receive $9.40 cash per share of CSS previously held.
03/03/2020
MTP - Midatech Pharma - had a 1 for 5 reverse split.
PRMW - Primo Water Corporation - had a merger. Shareholders will receive $5.04 cash and 0.6549 shares of COT per share of PRMW previously held.
TT - Trane Technologies - had a spinoff. Shareholders will receive 0.8824 shares of IR for every 1 share of TT held.
CHKR - Chesapeake Granite Wash - was delisted.
03/02/2020
GDI - Gardner Denver - had a ticker and name change to IR - Ingersoll Rand Inc.
02/28/2020
SSW - Seaspan - had a ticker and name change to ATCO - Atlas Corporation.
SGLB - Sigma Labs - had a 1 for 10 reverse split.
02/26/2020
SAUC - Diversified Restaurant Holdings - had a merger. Shareholders will receive $1.05 cash per share of SAUC previously held.
DWIN - PowerShares DWA Tactical Multi-Asset Income ETF - was liquidated. Shareholders will receive $25.9639 cash per share of DWIN previously held.
GHII - Guggenheim S&P High Income Infrastructure ETF - was liquidated. Shareholders will receive $28.8681 cash per share of GHII previously held.
LVL - Guggenheim S&P Global Dividend Opportunities ETF - was liquidated. Shareholders will receive $12.3919 cash per share of LVL previously held.
EWEM - Guggenheim MSCI Emerging Markets Equal Country Weight ETF - was liquidated. Shareholders will receive $31.3228 cash per share of EWEM previously held.
SEA - Guggenheim Shipping ETF - was liquidated. Shareholders will receive $8.3492 cash per share of SEA previously held.
EEB - Guggenheim BRIC ETF - was liquidated. Shareholders will receive $39.2804 cash per share of EEB previously held.
NFO - Guggenheim Insider Sentiment ETF - was liquidated. Shareholders will receive $75.5397 cash per share of NFO previously held.
TAO - Guggenheim China Real Estate ETF - was liquidated. Shareholders will receive $26.0036 cash per share of TAO previously held.
HAO - Guggenheim China Small Cap ETF - was liquidated. Shareholders will receive $25.2207 cash per share of HAO previously held.
FRN - Guggenheim Frontier Markets ETF - was liquidated. Shareholders will receive $14.2852 cash per share of FRN previously held.
IHYV - Invesco Corporate Income Value ETF - was liquidated. Shareholders will receive $24.7996 cash per share of IHYV previously held.
IMFP - Invesco Multi-Factor Core Plus Fixed Income ETF - was liquidated. Shareholders will receive $24.9643 cash per share of IMFP previously held.
IEMD - Invesco Emerging Markets Debt Defensive ETF - was liquidated. Shareholders will receive $25.0170 cash per share of IEMD previously held.
IEMV - Invesco Emerging Markets Debt Value ETF - was liquidated. Shareholders will receive $25.0040 cash per share of IEMV previously held.
IHYD - Invesco Corporate Income Defensive ETF - was liquidated. Shareholders will receive $25.0643 cash per share of IHYD previously held.
IMFC - Invesco Multi-Factor Core Fixed Income ETF - was liquidated. Shareholders will receive $24.9258 cash per share of IMFC previously held.
RIDV - Invesco International Ultra Dividend Revenue ETF - was liquidated. Shareholders will receive $23.7026 cash per share of RIDV previously held.
OVLU - Invesco Russell 1000 Value Factor ETF - was liquidated. Shareholders will receive $30.1658 cash per share of OVLU previously held.
RGLB - Invesco Global Revenue ETF - was liquidated. Shareholders will receive $27.4144 cash per share of RGLB previously held.
ESGF - Invesco Global ESG Revenue ETF - was liquidated. Shareholders will receive $30.7813 cash per share of ESGF previously held.
REEM - Invesco Emerging Markets Revenue ETF - was liquidated. Shareholders will receive $24.6694 cash per share of REEM previously held.
LDRI - PowerShares LadderRite 0-5 Year Corporate Bond Portfolio - was liquidated. Shareholders will receive $24.9136 cash per share of LDRI previously held.
DWTR - PowerShares DWA Tactical Sector Rotation Portfolio - was liquidated. Shareholders will receive $35.3454 cash per share of DWTR previously held.
DWAQ - PowerShares DWA Tactical Sector Rotation Portfolio - was liquidated. Shareholders will receive $137.6176 cash per share of DWAQ previously held.
ADRD - BLDRS Developed Markets ADR ETF - was liquidated. Shareholders will receive $22.09 cash per share of ADRD previously held.
ADRA - BLDRS Asia 50 ADR fund - was liquidated. Shareholders will receive $34.41573 cash per share of ADRA previously held.
ADRU - BLDRS Europe Select ADR Index Fund - was liquidated. Shareholders will receive $21.51277 cash per share of ADRU previously held.
FUR - Winthrop Realty CVR - expired worthless.
02/24/2020
SBGL - Sibanye-Stillwater - had a ticker change to SBSW.
INSYQ - Insys Therapeutics - was declared worthless.
02/21/2020
DERM - Dermira - had a merger. Shareholders will receive $18.75 cash per share of DERM previously held.
CHEKW - Check-Cap warrants - expired worthless.
02/20/2020
HALC - Halcon Resources - had a ticker and name change to BATL - Battalion Oil Corporation.
VLRX - Valeritas - had a ticker change to VLRXQ, and was delisted.
AVEO - AVEO Pharmaceuticals - had a 1 for 10 reverse split.
POFNF - Power Financial - had a merger. Shareholders will receive $0.0076 cash and 1.05 shares of PWCDF for each share of POFNF previously held.
YAYO - YayYo - was delisted.
02/19/2020
TKKS - TKK Symphony Acquisition - had a ticker and name change to GSMG - Glory Star New Media.
NTX - Nuveen Texas Quality Municipal Income Fund - had a merger. Shareholders will receive 0.9825 shares of NAD for each share of NTX previously held.
ESSYY - Essity - was delisted.
02/18/2020
BRPM - B. Riley Principal Merger - had a ticker and name change to ALTG - Alta Equipment Group.
BWMC - Boxwood Merger - had a ticker and name change to ATCX - Atlas Technical Consultants.
LTS - Ladenburg Thalmann - had a merger. Shareholders will receive $3.50 cash per share of LTS previously held.
FSNNQ - Fusion Connect - was declared worthless.
02/14/2020
EEX - Emerald Expositions Events - had a name change to Emerald Holding.
PKBK - Parke Bancorp - had an 11 for 10 forward split.
MNI - McClatchy - had a ticker change to MNIQQ, and was delisted.
02/13/2020
DPLO - Diplomat Pharmacy - had a merger. Shareholders will receive $4.00 cash per share of DPLO previously held.
CRCM - Care.com - had a merger. Shareholders will receive $15.00 cash per share of CRCM previously held.
FTEO - FRONTEO - was delisted.
02/12/2020
JMU - JMU - had a ticker change to MFH.
NVIV - InVivo Therapeutics - had a 1 for 30 reverse split.
DRWIQ - DragonWave - was delisted.
02/11/2020
GRSH - Gores Holdings III - had a ticker and name change to PAE - PAE Inc.
MVPD - MAV Beauty Brands - had a ticker change to MVPDF, and was delisted.
AGGE - IQ Enhanced Core Bond U.S. ETF - was liquidated. Shareholders will receive $19.6323 cash per share of AGGE previously held.
02/10/2020
GSAH - GS Acquisition Holdings - had a ticker and name change to VRT - Vertiv Holdings.
PKD - Parker Drilling - had a ticker change to PKDC, and was delisted.
BLPH - Bellerophon Therapeutics - had a 1 for 15 reverse split.
IPHS - Innophos - had a merger. Shareholders will receive $32.00 cash per share of IPHS previously held.
02/07/2020
WLH - William Lyon Homes - had a merger. Shareholders will receive $2.50 cash and 0.80 shares of TMHC for each share of WLH previously held.
02/06/2020
SGBX - SG Blocks - had a 1 for 20 reverse split.
BLCM - Bellicum Pharmaceuticals - had a 1 for 10 reverse split.
02/05/2020
SNES - SenesTech - had a 1 for 20 reverse split.
02/04/2020
CFRX - ContraFect - had a 1 for 10 reverse split.
LPT - Liberty Property Trust - had a merger. Shareholders will receive 0.6750 shares of PLD for each share of LPT previously held.
GNMX - Aevi Genomic Medicine - had a merger. Shareholders will receive 0.0334 shares of CERC and 1 CVR per share of GNMX previously held.
SXEEQ - Southcross Energy Partners - was delisted.
02/03/2020
FII - Federated Hermes - had a ticker change to FHI.
WTR - Aqua America - had a ticker and name change to WTRG - Essential Utilities.
XON - Intrexon - had a ticker and name change to PGEN - Precigen.
BIOS - Option Care Health - had a ticker change to OPCH, and 1 for 4 reverse split.
ESTR - Estre Ambiental - had a ticker change to ESTRF, and was delisted.
CBPX - Continental Building Products - had a merger. Shareholders will receive $37.00 cash per share of CBPX previously held.
CISN - Cision - had a merger. Shareholders will receive $10.00 cash per share of CISN previously held.
ABDC - Alcentra Capital - had a merger. Shareholders will receive $2.3784 cash and 0.4041 shares of CCAP per share of ABDC previously held.
UCFC - United Community Financial Corp - had a merger. Shareholders will receive 0.3715 shares of FDEF per share of UCFC previously held.
01/31/2020
MYO - Myomo - had a 1 for 30 reverse split.
FSAM - Fifth Street Asset Management - had a spinoff. Shareholders will receive 0.0678 shares of OCSL for every 1 share of FSAM held.
RENW - Pickens Morningstar Renewable Energy Response ETF - was liquidated. Shareholders will receive $22.01438736 cash per share of RENW previously held.
01/29/2020
EPAC - Acutant Corp - had a name change to Enerpac Tool Group.
ACHN - Achillion Pharmaceuticals - had a merger. Shareholders will receive $6.30 cash and 1 CVR per share of ACHN previously held.
01/28/2020
PVT - Pivotal - had a ticker and name change to KLDI - KLDiscovery.
GURE - Gulf Resources - had a 1 for 5 reverse split.
CPL - CPFL Energia ADR - was delisted.
FTDCQ - GUE Liq COS INC - was declared worthless.
01/27/2020
ECA - EnCana - had a ticker and name change to OVV - Ovintiv Inc. - and a 1 for 5 reverse split.
WBAL - WisdomTree Balanced Income Fund - was liquidated. Shareholders will receive $25.785264 cash per share of WBAL previously held.
DYB - WisdomTree Dynamic Bearish US Equity ETF - was liquidated. Shareholders will receive $19.879153 cash per share of DYB previously held.
01/24/2020
THOR - Synthorx - had a merger. Shareholders will receive $68.00 cash per share of THOR previously held.
WCG - WellCare - had a merger. Shareholders will receive $120.00 cash and 3.38 shares of CNC for each share of WCG previously held.
01/23/2020
DCTHD - Delcath Systems - had a ticker change to DTCH.
SRRA - Sierra Oncology - had a 1 for 40 reverse split.
AFTY - CSOP FTSE China A50 ETF - had a merger. Shareholders will receive 1 share of new AFTY for each share of old AFTY previously held.
TOO - Teekay Offshore Partners - had a merger. Shareholders will receive $1.55 cash per share of TOO previously held.
MDR - Mcdermott - was delisted.
01/21/2020
GNSS - LRAD Corporation - had a name change to Genasys.
MOSC - Mosaic Acquisition - had a ticker and name change to VVNT - Vivint Smart Home.
01/17/2020
ARQL - ArQule - had a merger. Shareholders will receive $20.00 cash per share of ARQL previously held.
FFBW - FFBW Inc. - had a merger. Shareholders will receive 1.173 shares of new FFWB for each share of old FFBW previously held.
01/16/2020
YTEN - Yield10 Bioscience - had a 1 for 40 reverse split.
BOLD - Audentes Therapeutics - had a merger. Shareholders will receive $60.00 cash per share of BOLD previously held.
01/15/2020
PHIO - Phio Pharmaceuticals - had a 1 for 55 reverse split.
IDXG - Interpace Biosciences - had a 1 for 10 reverse split.
SRCI - SRC Energy - had a merger. Shareholders will receive 0.158 shares of PDCE for each share of SRCI previously held.
01/14/2020
EQH - AXA Equitable Holdings - had a name change to Equitable Holdings.
GIGAD - Giga-tronics - had a ticker change to GIGA.
MLNT - Melinta Therapeutics - had a ticker change to MLNTQ, and was delisted.
NTTYY - Nippon Telegraph and Telephone - had a 2 for 1 forward split.
AIRTP - AIRT Preferred - had a 1 for 10 reverse split.
JASN - Jason Industries - was delisted.
01/13/2020
JAMF - WisdomTree Japan Multifactor Fund - had a ticker change to JNMF.
PGHEF - Pengrowth Energy Corporation - had a merger. Shareholders will receive $0.0383 cash per share of PGHEF previously held.
01/10/2020
FGP - Ferrellgas - had a ticker change to FGPR, and was delisted.
PRTO - Proteon Therapeutics - had a ticker and name change to TARA - ArTara Therapeutics, and a 1 for 40 reverse split.
JMEI - Jumei International Holding - had a 1 for 10 reverse split.
JAG - Jagged Peak Energy - had a merger. Shareholders will receive 0.447 shares of PE for each share of JAG previously held.
01/09/2020
RENN - Renren - had a 1 for 3 reverse split.
WAIR - Wesco Aircraft - had a merger. Shareholders will receive $11.05 cash per share of WAIR previously held.
LGCYQ - Legacy Reserves - was declared worthless.
01/08/2020
CLDOF - China Lending - had a ticker and name change to RAHGF - Roan Holdings Group.
CLDCF - China Lending Corporation Warrant Exp 03/30/2021 - had a ticker and name change to RONWF - ROAN HLDGS GROUP CO LTD Warrant.
01/07/2020
BIMI - NF Energy - had a name change to BOQI INTERNATIONAL MEDICAL.
INPX - Inpixon - had a 1 for 45 reverse split.
MDCO - The Medicines Company - had a merger. Shareholders will receive $85.00 cash for each share of MDCO previously held.
EMMS - Emmis Communications - had a spinoff. Shareholders will receive 0.1265 shares of MDIAV for every 1 share of EMMS held.
01/06/2020
PJC - Piper Sandler - had a ticker change to PIPR.
USEG - U.S. Energy Corp - had a 1 for 10 reverse split.
EYES - Second Sight Medical Products - had a 1 for 8 reverse split.
JRJC - China Finance Online - had a 1 for 10 reverse split.
01/03/2020
TRCB - Two River Bancorp - had a merger. Shareholders will receive $5.375 cash and 0.6663 shares of OCFC for each share of TRCB previously held.
01/02/2020
GRI - Cohen & Steers Global Realty Majors ETF - had a ticker and name change to RDOG - ALPS REIT Dividend Dogs.
CECO - Career Education - had a ticker and name change to PRDO - Perdoceo Education.
SNH - Senior Housing Properties Trust - had a ticker and name change to DHC - Diversified Healthcare Trust, and a spinoff. Shareholders will receive 0.067758 shares of FVE for every 1 shares of SNH held.
ENFC - Entegra Financial - had a merger. Shareholders will receive $30.18 cash per share of ENFC previously held.
CART - Carolina Trust - had a merger. Shareholders will receive $10.57 cash or 0.3 shares of CARO for each share of CART previously held.
TCLD - Tortoise Cloud Infrastructure Fund - was liquidated. Shareholders will receive $28.07 cash per share of TCLD previously held.
SHLWQ - Sears Holdings Corporation warrants - expired worthless.
NIHD - NII Holdings - was delisted.
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